2019-01-02Golden Valley • Crystal • New Hope
AGENDA
JOINT WATER COMMISSION
January 2, 2019 —1:30 pm
City Council Conference Room
Golden Valley City Hall
1. Call to Order
2. Approval of Minutes — November 7, 2018 (Approved 3-0)
December 5, 2018 Cancelled
3. Resolution #19-01 Designating Depositories for Joint Water Fund (Virnig) (Approved 3-0)
4. Resolution #19-02 Making Annual Elections for the 2018-2019 Insurance Policy (Virnig)
(Approved 3-0)
5. Approve Contract with MMRK Certified Public Accountants to perform December 31, 2018
Audit. Handout at meeting (Virnig) (Approved 3-0)
6. Update on North Water Tower Project for New Hope (Lemke)
7. TAC Update. December 2018 Meeting Cancelled (Kakach)
8. Other Business
Next Schedule Meeting February 6, 2019
9. Adjournment
This document is available in alternate formats upon a 72-hour request. Please call
763-593-8006 (TTY: 763-593-3968) to make a request. Examples of alternate formats
may include large print, electronic, Braille, audiocassette, etc. f
JOINT WATER COMMISSION MINUTES
Golden Valley - Crystal - New Hope
Meeting of November 7, 2018
The Golden Valley — Crystal — New Hope Joint Water Commission (JWC) meeting was called to order at
1:00 pm in the City of Golden Valley Council Chambers.
Commissioners Present
Anne Norris, City Manager, Crystal
Kirk McDonald, City Manager, New Hope
Tim Cruikshank, City Manager, Golden Valley
Staff Present
Joe Hansen, Utilities Supervisor, Golden Valley
Dave Lemke, Operations Manager, New Hope
Jim Muellner, Utilities Maintenance Supervisor, New Hope
Marc Nevinski, Physical Development Director, Golden Valley
Jeff Oliver, City Engineer, Golden Valley
Sue Virnig, Finance Director, Golden Valley
Bernie Weber, Public Works Director, New Hope
Ap.p roval of Revised Minutes — October 3 2018
Moved by McDonald seconded by Cruikshank to approve the REVISED minutes of the October 3, 2018
Joint Water Commission Meeting. Motion carried.
Approve Total Control Quote Update Two Computer Systems. 2018 SCADA Upgrades.
ades.
Moved by Cruikshank seconded by Norris to approve the 2018 SCADA Upgrades. Total Control Quote to
Update Two Computer Systems. Motion carried.
Update Capital Improvement Projects.
Staff reported on all Capital Improvement Project Budgets from 2016 through 2018. Specifically
discussion on the following:
Project #23-12 (County Road 9 Pipe Design) still waiting to close out project. Staff is not aware if
Hennepin County finalized project.
Project #50-16 (Replace Trunk Valves) moved to 2019
Project #51-16 (Watertower Security) budget carried forward as a future project
Project #61-16 (North Tower bypass) staff waiting on receipt of all invoices. Waiting for asphalt repair.
Project #63-17 (North Tower Repaint) primer will be applied this year.
Project #65-17 (Replacement at Pump Station) almost complete waiting on a few maintenance items.
After discussion the Joint Water Commission accepted the CIP as presented.
Joint Water Commission
November 7, 2018
Page 2 of 2
Reservoir Work
#65-17 (Replacement at Pump Station) pump #3 gate valve and ball valves replacement
Tower Security
#51-16 Total Control will be submitting options
Crystal Valve Replacement
#50-16 Project moved to 2019
SCADA Update
#70-18 Quote approved
Other Business
Staff reported on the current security at the water towers. Staff is working with Homeland Security to
determine options.
Next Meeting December 5, 2018.
Adjournment
Moved by Cruikshank seconded by McDonald to adjourn meeting. Motion carried.
Chair Norris adjourned the meeting at 2:30 pm.
Chair Anne Norris
ATTEST:
Sue Schwalbe, Recording Secretary
Resolution 19-01
January 2, 2019
Commissioner XX introduced the following resolution and moved its adoption:
RESOLUTION DESIGNATING DEPOSITORIES FOR JOINT WATER FUNDS
BE IT RESOLVED by the Joint Water Commission of the Cities of Golden Valley,
Crystal, and New Hope that the following are named as depositories for funds on deposit
as provided in the Laws of the State of Minnesota:
Wells Fargo Golden Valley
US Bank Golden Valley
4M Fund
BE IT FURTHER RESOLVED that the following signatories or alternates are
authorized to sign on checks drawn on funds deposited:
General Checking:
Joint Water Chair Anne Norris
Alternate:
Joint Water Vice Chair Kirk McDonald
BE IT FURTHER RESOLVED that the following shall be authorized to make
investments of Joint Water Funds and shall be authorized to deposit the principal of said
investments in the above named depositories and beneficial to the Joint Water
Commission: Joint Water Chair, Golden Valley's Finance Director; Golden Valley
Accounting Coordinator
Anne Norris, Chair
ATTEST:
Kirk McDonald, Vice Chair
The motion for the adoption of the foregoing resolution was seconded by McDonald and
upon a vote being taken thereon, the following voted in favor thereof: XX, XX, XX and the
following voted against the same: XX; whereupon said resolution was declared duly
passed and adopted, signed by the Chair and her signature attested by the Commissioner.
Resolution 19-02
January 2, 2019
Commissioner XX introduced the following resolution and moved its adoption:
RESOLUTION MAKING ANNUAL ELECTIONS
FOR THE 2019-2020 INSURANCE POLICY
WHEREAS, the Golden Valley -Crystal -New Hope Joint Water Commission must
declare whether or not to waive the statutory limits on tort liability established by Minnesota
Statutes 456.04, and
WHEREAS, the Golden Valley -Crystal -New Hope Joint Water Commission
insurance period begins August 1, 2019, through July 31, 2020.
NOW, THEREFORE, BE IT RESOLVED by the Commissioners of the Golden
Valley -Crystal -New Hope Joint Water Commission that it does not waive the statutory limits
on tort liability established by Minnesota Statutes 466.04 for the 2019-2020 insurance
policy.
Anne Norris, Chair
ATTEST:
Kirk McDonald, Vice Chair
The motion for the adoption of the foregoing resolution was seconded by Commissioner
XX and upon a vote being taken thereon, the following voted in favor thereof: XX, XX, XX
and the following voted against the same: XX; whereupon said resolution was declared
duly passed and adopted, signed by the Chair and their signature attested by the Vice
Chair.
MMKR
CERTIFIED .PUBLIC
ACCOUNTANTS
December 31, 2018
Ms. Sue Virnig, Treasurer
Golden Valley — Crystal — New Hope
Joint Water Commission
7800 Golden Valley Road
Golden Valley, MN 55427
Dear Ms. Virnig:
PRINCIPALS
Thomas A. Karnowski, CPA
Paul A. Radosevich, CPA
William J. Lauer, CPA
James H. Eichten, CPA
Aaron J. Nielsen, CPA
Victoria L. Holinka, CPA/CMA
Jaclyn M. Huegel, CPA
Enclosed are two copies of an engagement letter which explains and confirms the basic services we expect
to perform in conjunction with your upcoming audit.
Assuming the letter adequately describes those services you desire, please sign both copies, return one copy
to our office, and keep the other copy for your files.
Please do not hesitate to contact me if you believe the letter should be modified or if you have any questions.
Sincerely,
MALLOY, MONTAGUE, KARNOWSKI, RADOSEVICH & CO., P.A.
(/ifv«�aticr ��e�ti
William J. Lauer, CPA
Principal
WJL:cmh
Enclosures
Malloy, Montague, Karnowski, Radosevich & Co., P.A.
5353 Wayzata Boulevard • Suite 410 • Minneapolis, MN 55416 • Phone: 952-545-0424 • Fax: 952-545-0569 • www.mmkr.com
u�
PRINCIPALS
Thomas A. Karnowski, CPA
Paul A. Radosevich, CPA
MMKRWilliam J. Lauer, CPA
James H. Eichten, CPA
CERTIFIED PUBLIC Aaron J. Nielsen, CPA
ACCOUNTANTS Victoria L. Holinka, CPA/CMA
Jaclyn M. Huegel, CPA
December 31, 2018
To the Board of Commissioners and Management
of the Golden Valley — Crystal — New Hope
Joint Water Commission
7800 Golden Valley Road
Golden Valley, MN 55427
Dear Board of Commissioners and Management:
We are pleased to confirm our understanding of the services we are to provide for the Golden Valley —
Crystal — New Hope Joint Water Commission (the Commission) for the year ended December 31, 2018.
We will audit the financial statements of the governmental activities, each major fund, and the budgetary
comparison for the General Fund, including the related notes to the financial statements, which collectively
comprise the basic financial statements of the Commission as of and for the year ended December 31, 2018.
Accounting standards generally accepted in the United States of America provide for certain required
supplementary information (RSI), such as Management's Discussion and Analysis (MD&A), to supplement
the Commission's basic financial statements. Such information, although not a part of the basic financial
statements, is required by the Governmental Accounting Standards Board (GASB) who considers it to be
an essential part of financial reporting for placing the basic financial statements in an appropriate
operational, economic, or historical context. As part of our engagement, we will apply certain limited
procedures to the Commission's RSI in accordance with auditing standards generally accepted in the United
States of America. These limited procedures will consist of inquiries of management regarding the methods
of preparing the information and comparing the information for consistency with management's responses
to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the
basic financial statements. We will not express an opinion or provide any assurance on the information
because the limited procedures do not provide us with sufficient evidence to express an opinion or provide
any assurance. The MD&A is required by accounting principles generally accepted in the United States of
America and, if the Commission elects to prepare an MD&A, it will be subjected to certain limited
procedures, but will not be audited.
The introductory section information accompanying the financial statements will not be subjected to the
auditing procedures applied in our audit of the financial statements, and our auditor's report will not provide
an opinion or any assurance on that other information.
We will perform the required State Legal Compliance Audit conducted in accordance with auditing
standards generally accepted in the United States of America and the provisions of the Legal Compliance
Audit Guide, promulgated by the State Auditor pursuant to Minnesota Statute § 6.65, and will include such
tests of the accounting records and other procedures we consider necessary to enable us to conclude that,
for the items tested, the Commission has complied with the material terms and conditions of applicable
legal provisions.
Malloy, Montague, Karnowski, Radosevich & Co., P.A.
5353 Wayzata Boulevard • Suite 410 • Minneapolis, MN 55416 • Phone: 952-545-0424 • Fax: 952-545-0569 • www.mmkr.com
r— •%
Golden Valley — Crystal — New Hope Joint Water Commission Page 2
December 31, 2018
We will also prepare a management report for the Board of Commissioners and administration. This report
will communicate such things as our concerns regarding accounting procedures or policies brought to our
attention during our audit, along with recommendations for improvements. The report will also contain
certain financial comparisons and analysis, and other information of interest.
Our services will not include an audit in accordance with the Single Audit Act Amendments of 1996 and
the Title 2 U.S. Code of Federal Regulations (CFR) Part 200 Uniform Administrative Requirements, Cost
Principles, and Audit Requirementsfor Federal Awards (Uniform Guidance), which would only be required
if the Commission expended $750,000 or more in federal assistance funds during the year. If the
Commission is required to have a Single Audit of federal assistance funds, this engagement letter would
need to be modified.
Audit Objectives
The objective of our audit is the expression of opinions as to whether your financial statements are fairly
presented, in all material respects, in conformity with U.S. generally accepted accounting principles and to
report on the fairness of the supplementary information referred to in the second paragraph when considered
in relation to the financial statements as a whole. Our audit will be conducted in accordance with auditing
standards generally accepted in the United States of America and the standards for financial audits
contained in Government Auditing Standards, issued by the Comptroller General of the United States, and
will include tests of the accounting records of the Commission and other procedures we consider necessary
to enable us to express such opinions. We will make reference to another auditor's audit of required
components if necessary, in our report on your financial statements. We will issue a written report upon
completion of our audit of the Commission's financial statements. Our report will be addressed to
management and the Board of Commissioners of the Commission. We cannot provide assurance that
unmodified opinions will be expressed. Circumstances may arise in which it is necessary for us to modify
our opinions or add emphasis -of -matter or other -matter paragraphs. If our opinions on the financial
statements are other than unmodified, we will discuss the reasons with you in advance. If, for any reason,
we are unable to complete the audit or are unable to form or have not formed opinions, we may decline to
express opinions or issue reports, or may withdraw from this engagement.
We will also provide a report (that does not include an opinion) on internal control related to the financial
statements and compliance with the provisions of laws, regulations, contracts, and grant agreements,
noncompliance with which could have a material effect on the financial statements as required by
Government Auditing Standards. The report on internal control and on compliance and other matters will
include a paragraph that states (1) that the purpose of the report is solely to describe the scope of testing of
internal control and compliance, and the results of that testing, and not to provide an opinion on the
effectiveness of the entity's internal control on compliance, and (2) that the report is an integral part of an
audit performed in accordance with Government Auditing Standards in considering the entity's internal
control and compliance. The paragraph will also state that the report is not suitable for any other purpose.
If during our audit we become aware that the Commission is subject to an audit requirement that is not
encompassed in the terms of this engagement, we will communicate to management and those charged with
governance that an audit in accordance with auditing standards generally accepted in the United States of
America and the standards for financial audits contained in Government Auditing Standards may not satisfy
the relevant legal, regulatory, or contractual requirements.
Golden Valley — Crystal — New Hope Joint Water Commission
December 31, 2018
Audit Procedures — General
Page 3
An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the
financial statements; therefore, our audit will involve judgment about the number of transactions to be
examined and the areas to be tested. An audit also includes evaluating the appropriateness of accounting
policies used and the reasonableness of significant accounting estimates made by management, as well as
evaluating the overall presentation of the financial statements. We will plan and perform the audit to obtain
reasonable assurance about whether the financial statements are free of material misstatement, whether
from (1) errors, (2) fraudulent financial reporting, (3) misappropriation of assets, or (4) violations of laws
or governmental regulations that are attributable to the government or to acts by management or employees
acting on behalf of the government. Because the determination of abuse is subjective, Government Auditing
Standards do not expect auditors to provide reasonable assurance of detecting abuse.
Because of the inherent limitations of an audit, combined with the inherent limitations of internal control,
and because we will not perform a detailed examination of all transactions, there is a risk that material
misstatements may exist and not be detected by us, even though the audit is properly planned and performed
in accordance with U.S. generally accepted auditing standards Government Auditing Standards. In addition,
an audit is not designed to detect immaterial misstatements or violations of laws or governmental
regulations that do not have a direct and material effect on the financial statements. However, we will
inform the appropriate level of management of any material errors, any fraudulent financial reporting, or
misappropriation of assets that come to our attention. We will also inform the appropriate level of
management of any violations of laws or governmental regulations that come to our attention, unless clearly
inconsequential, and of any material abuse that comes to our attention. Our responsibility as auditors is
limited to the period covered by our audit and does not extend to later periods for which we are not engaged
as auditors.
Our procedures will include tests of documentary evidence supporting the transactions recorded in the
accounts, and may include tests of the physical existence of inventories, and direct confirmation of
receivables and certain other assets and liabilities by correspondence with selected individuals, funding
sources, creditors, and financial institutions. We may request written representations from your attorneys
as part of the engagement, and they may bill you for responding to this inquiry. At the conclusion of our
audit, we will require certain written representations from you about your responsibilities for the financial
statements; compliance with laws, regulations, contracts, and grant agreements; and other responsibilities
required by generally accepted auditing standards.
Audit Procedures — Internal Control
Our audit will include obtaining an understanding of the government and its environment, including internal
control, sufficient to assess the risks of material misstatement of the financial statements and to design the
nature, timing, and extent of further audit procedures. Tests of controls may be performed to test the
effectiveness of certain controls that we consider relevant to preventing and detecting errors and fraud that
are material to the financial statements and to preventing and detecting misstatements resulting from illegal
acts and other noncompliance matters that have a direct and material effect on the financial statements. Our
tests, if performed, will be less in scope than would be necessary to render an opinion on internal control
and, accordingly, no opinion will be expressed in our report on internal control issued pursuant to
Government Auditing Standards.
An audit is not designed to provide assurance on internal control or to identify significant deficiencies or
material weaknesses. However, during the audit, we will communicate to management and those charged
r` with governance of the internal control -related matters that are required to be communicated under the
American Institute of Certified Public Accountants (AICPA) professional standards and Government
Auditing Standards.
Golden Valley — Crystal — New Hope Joint Water Commission
December 31, 2018
Audit Procedures — Compliance
Page 4
As part of obtaining reasonable assurance about whether the financial statements are free of material
misstatement, we will perform tests of the Commission's compliance with the provisions of applicable laws,
regulations, contracts, agreements, and grants. However, the objective of our audit will not be to provide
an opinion on overall compliance and we will not express such an opinion in our report on compliance
issued pursuant to Government Auditing Standards.
Other Services
We will also assist in preparing the financial statements and related notes of the Commission in conformity
with accounting principles generally accepted in the United States of America based on information
provided by you. These nonaudit services do not constitute an audit under Government Auditing Standards
and such services will not be conducted in accordance with Government Auditing Standards. We will
perform the services in accordance with applicable professional standards. The other services are limited to
the financial statement services previously defined. We, in our sole professional judgment, reserve the right
to refuse to perform any procedure or take any action that could be construed as assuming management
responsibilities.
Management Responsibilities
Management is responsible for designing, implementing, establishing and maintaining effective internal
controls relevant to the preparation and fair presentation of financial statements that are free from material
misstatement, whether due to fraud or error, including evaluating and monitoring ongoing activities, to help
ensure that appropriate goals and objectives are met; following laws and regulations; and ensuring that
management and financial information is reliable and properly reported. Management is also responsible
for implementing systems designed to achieve compliance with applicable laws, regulations, contracts, and
grant agreements. You are also responsible for the selection and application of accounting principles, for
the preparation and fair presentation of the financial statements and all accompanying information in
conformity with U.S. generally accepted principles, and for compliance with applicable laws and
regulations and the provisions of contracts and grant agreements.
Management is also responsible for making all financial records and related information available to us and
for the accuracy and completeness of that information. You are also responsible for providing us with
(1) access to all information of which you are aware that is relevant to the preparation and fair presentation
of the financial statements, (2) additional information that we may request for the purpose of the audit, and
(3) unrestricted access to persons within the government from whom we determine it necessary to obtain
audit evidence.
Your responsibilities include adjusting the financial statements to correct material misstatements and for
confirming to us in the written representation letter that the effects of any uncorrected misstatements
aggregated by us during the current engagement and pertaining to the latest period presented are immaterial,
both individually and in the aggregate, to the financial statements taken as a whole.
Golden Valley — Crystal — New Hope Joint Water Commission Page 5
December 31, 2018
You are responsible for the design and implementation of programs and controls to prevent and detect fraud,
and for informing us about all known or suspected fraud affecting the government involving
(1) management, (2) employees who have significant roles in internal control, and (3) others where the
fraud could have a material effect on the financial statements. Your responsibilities include informing us
of your knowledge of any allegations of fraud or suspected fraud affecting the government received in
communications from employees, former employees, grantors, regulators, or others. In addition, you are
responsible for identifying and ensuring that the government complies with applicable laws, regulations,
contracts, agreements, and grants and for taking timely and appropriate steps to remedy fraud and
noncompliance with provisions of laws, regulations, contracts or grant agreements, or abuse that we report.
You are responsible for the preparation of the supplementary information, which we have been engaged to
report on, in conformity with U.S. generally accepted accounting principles. You agree to include our report
on the supplementary information in any document that contains and indicates that we have reported on the
supplementary information. You also agree to include the audited financial statements with any presentation
of the supplementary information that includes our report thereon OR make the audited financial statements
readily available to users of the supplementary information no later than the date the supplementary
information is issued with our report thereon. Your responsibilities include acknowledging to us in the
written representation letter that (1) you are responsible for presentation of the supplementary information
in accordance with GAAP; (2) you believe the supplementary information, including its form and content,
is fairly presented in accordance with GAAP; (3) the methods of measurement or presentation have not
changed from those used in the prior period (or, if they have changed, the reasons for such changes); and
(4) you have disclosed to us any significant assumptions or interpretations underlying the measurement or
presentation of the supplementary information.
Management is responsible for establishing and maintaining a process for tracking the status of audit
findings and recommendations. Management is also responsible for identifying and providing report copies
of previous financial audits, attestation engagements, performance audits or other studies related to the
objectives discussed in the Audit Objectives section of this letter. This responsibility includes relaying to
us corrective actions taken to address significant findings and recommendations resulting from those audits,
attestation engagements, performance audits, or other studies. You are also responsible for providing
management's views on our current findings, conclusions, and recommendations, as well as your planned
corrective actions, for the report, and for the timing and format for providing that information.
You agree to assume all management responsibilities relating to the financial statements and related notes
and any other nonaudit services we provide. You will be required to acknowledge in the management
representation letter our assistance with preparation of the financial statements and related notes and that
you have reviewed and approved the financial statements and related notes prior to their issuance and have
accepted responsibility for them. Further, you agree to oversee the nonaudit services by designating an
individual, preferably from senior management, with suitable skill, knowledge, or experience; evaluate the
adequacy and results of those services; and accept responsibility for them.
Engagement Administration, Fees, and Other
We understand that your employees will prepare all cash or other confirmations we request and will locate
any documents selected by us for testing.
We will provide copies of our reports to the Commission; however, management is responsible for
distribution of the reports and the financial statements. Unless restricted by law or regulation, or containing
privileged and confidential information, copies of our reports are to be made available for public inspection.
Golden Valley — Crystal — New Hope Joint Water Commission Page 6
December 31, 2018
The audit documentation for this engagement is the property of Malloy, Montague, Karnowski, Radosevich
& Co., P.A. (MMKR) and constitutes confidential information. However, subject to applicable laws and
regulations, audit documentation and appropriate individuals will be made available upon request and in a
timely manner to a regulatory agency or its designee, a federal agency providing direct or indirect funding,
or the U.S. Government Accountability Office for purposes of a quality review of the audit, to resolve audit
findings, or to carryout oversight responsibilities. We will notify you of any such request. If requested,
access to such audit documentation will be provided under the supervision of MMKR personnel.
Furthermore, upon request, we may provide copies of selected audit documentation to the aforementioned
parties. These parties may intend, or decide, to distribute the copies or information contained therein to
others, including other governmental agencies.
The audit documentation for this engagement will be retained for a minimum of five years after the report
release date or for any additional period requested by the regulatory agency. If we are aware that a federal
awarding agency or auditee is contesting an audit finding, we will contact the party(ies) contesting the audit
finding for guidance prior to destroying the audit documentation.
We expect to begin our audit shortly after the end of your fiscal year and to issue our reports prior to June 30,
2019. William J. Lauer, CPA, is the engagement partner and is responsible for supervising the engagement
and signing the reports or authorizing another individual to sign them.
Our fees for these services will be at our standard hourly rates plus out-of-pocket costs (such as report
reproduction, word processing, postage, travel, copies, telephone, etc.) except that we agree that our gross
fee, including expenses, will not exceed $9,800. Our standard hourly rates vary according to the degree of
responsibility involved and the experience level of the personnel assigned to your audit. Our invoices for
these fees will be rendered each month as work progresses and are payable on presentation.
In accordance with our firm policies, work may be suspended if your account becomes 60 days or more
overdue and may not be resumed until your account is paid in full. If we elect to terminate our services for
nonpayment, our engagement will be deemed to have been completed upon written notification of
termination, even if we have not completed our report. You will be obligated to compensate us for all time
expended and to reimburse us for all out-of-pocket costs through the date of termination.
The above fees are based on anticipated cooperation from your personnel and the assumption that
unexpected circumstances will not be encountered during the audit. If we find that additional audit
procedures are required, or if additional services are requested by the Commission, those services will be
billed at our standard hourly rates. Additional audit procedures might be required for certain accounting
issues or events, such as new contractual agreements, transactions and legal requirements of new bond
issues, new funds, major capital projects, new tax increment districts, if there is an indication of
misappropriation or misuse of public funds, or if significant difficulties are encountered due to the lack of
accounting records, incomplete records, or turnover in the Commission's staff. If significant additional time
is necessary, we will discuss it with you and arrive at a new fee estimate before we incur the additional
costs.
With regard to the electronic dissemination of audited financial statements, including financial statements
published electronically on your website, you understand that electronic sites are a means to distribute
information and, therefore, we are not required to read the information contained in these sites or to consider
the consistency of other information in the electronic site with the original document.
Golden Valley — Crystal — New Hope Joint Water Commission Page 7
December 31, 2018
If you intend to publish or otherwise reproduce the financial statements, such as in a bond statement, and
make reference to our firm name, you agree to provide us with printers' proofs or masters for our review
and approval before printing. You also agree to provide us with a copy of the final reproduced material for
our approval before it is distributed.
During the year, you might request additional services such as routine advice, assistance in implementing
audit recommendations, review of your projections or budgets, and other similar projects. Independence
standards allow us to perform these routine services; however, it is important that you understand that we
are not allowed to make management decisions, perform management functions, nor can we audit our own
work or provide nonaudit services that are significant to the subject matter of the audit.
Please be aware that e-mail is not a secure method of transmitting data. It can be intercepted, read, and
possibly changed. Due to the large volume of a -mails sent daily, the likelihood of someone intercepting
your e-mail is relatively small, but it does exist. We will communicate with you via e-mail, if you are willing
to accept this risk.
To ensure that MMKR's independence is not impaired under the AICPA Code of Professional Conduct,
you agree to inform the engagement partner before entering into any substantive employment discussions
with any of our personnel.
If a dispute occurs related in any way to our services, our firm and the Commission agree to discuss the
dispute and, if necessary, to promptly mediate in a good faith effort to resolve it. We will agree on a mediator,
but if we cannot, either of us may apply to a court having personal jurisdiction over the parties for
appointment of a mediator. We will share the mediator's fees and expenses equally, but otherwise will bear
our own attorney fees and costs of the mediation. Participation in such mediation shall be a condition to
either of us initiating litigation. To allow time for the mediation, any applicable statute of limitations shall
be tolled for a period not to exceed 120 days from the date either of us first requests in writing to mediate
the dispute.
The mediation shall be confidential in all respects, as allowed or required by law, except that our final
settlement positions at mediation shall be admissible in litigation solely to determine the identity of the
prevailing party for purposes of the awarding of attorney fees.
We both recognize the importance of performing our obligations under this agreement in a timely way and
fully cooperating with the other. In the event that either of us fails to timely perform or fully cooperate, the
other party may, in its sole discretion, elect to suspend performance or terminate the agreement regardless
of the prejudice to the other person. We agree we will give 10 days' written notice of an intent to suspend
or terminate, specifying the grounds for our decision, and will give the other an opportunity to cure the
circumstances cited as grounds for that decision. In the event of suspension or termination, all fees and
costs are immediately due on billing.
We agree that it is important that disputes be discussed and resolved promptly. For that reason, we agree
that, notwithstanding any other statutes of limitations or court decisions concerning them, all claims either
of us may have will be barred unless brought within one year of the date the complaining party first incurs
any damage of any kind, whether discovered or not, related in any way to acts or omissions of the other
party, whether or not the complaining party seeks recovery for that first damage and whether or not we
have continued to maintain a business relationship after the first damage occurred. Notwithstanding
anything in this letter to the contrary, we agree that regardless of where the Commission is located, or where
this agreement is physically signed, this agreement shall have been deemed to have been entered into at our
office in Hennepin County, Minnesota, and Hennepin County shall be the exclusive venue and jurisdiction
for resolving disputes related to this agreement. This agreement shall be interpreted and governed under the
laws of Minnesota.
Golden Valley — Crystal — New Hope Joint Water Commission
December 31, 2018
Page 8
When requested, Government Auditing Standards require that we provide you with a copy of our most
recent external peer review report and any letter of comment, and any subsequent peer review reports and
letters of comment received during the period of the contract. Our most recent peer review report
accompanies this letter.
We appreciate the opportunity to be of service to the Commission and believe this letter accurately
summarizes the significant terms of our engagement. If you have any questions, please let us know. If you
agree with the terms of our engagement as described in this letter, please sign the enclosed copy and return
it to us.
Sincerely,
MALLOY, MONTAGUE, KARNOWSKI, RADOSEVICH & CO., P.A.
William J. Lauer, CPA
Principal
WJL:cmh
.. Response:
This letter correctly sets forth the understanding of the Golden Valley — Crystal — New Hope Joint Water
Commission.
By:
Title:
Date:
►° Ke�S
Certified Public Accountants
System Review Report
To the Principals of Malloy, Montague, Karnowski, Radosevich and Co., P.A. and the
Peer Review Committee of the Minnesota Society of CPAs
We have reviewed the system of quality control for the accounting and auditing practice of
Malloy, Montague, Karnowski, Radosevich and Co., P.A. (the firm) in effect for the year ended
May 31, 2016. Our peer review was conducted in accordance with the Standards for Performing
and Reporting on Peer Reviews established by the Peer Review Board of the American Institute
of Certified Public Accountants. As part of our peer review, we considered reviews by regulatory
entities, if applicable, in determining the nature and extent of our procedures. The firm is
responsible for designing a system of quality control and complying with it to provide the firm
with reasonable assurance of performing and reporting in conformity with applicable
professional standards in all material respects. Our responsibility Is to express an opinion on
the design of the system of quality control and the firm's compliance therewith based on our
review. The nature, objectives, scope, limitations of, and the procedures performed in a System
Review are described in the standards at www.aicpa.org/Xrsummary.
As required by the standards, engagements selected for review Included engagements
performed under GovernmentAuditing Standards and an audit of an employee benefit plan.
In our opinion, the system of quality control for the accounting and auditing practice of Malloy,
Montague, Karnowski, Radosevich and Co., P.A. in effect for the year ended May 31, 2016 has
been suitably designed and complied with to provide the firm with reasonable assurance of
performing and reporting in conformity with applicable professional standards in all material
respects. Firms can receive a rating of pass, pass with degciency(ies) or fail. Malloy, Montague,
Karnowski, Radosevich and Co., P.A. has received a peer review rating of pass.
KerberRose SC
September 15, 2016
4211 N. Lightning Drive, Suite A Appleton, WI 54913 PrimeGlobal
P:920-993-0105 F:920-993-0116 An Association of
www.kerberrose.com Independent Accounting Firms
Joint Water Commission TAC Meeting
Thursday October 25th, 2018 2:00 PM
1. Project Updates
a. Elevated Towers
• 61-16: Bypass work is complete — need to check
remaining budget if any.
• 63-17: Primer will be applied this year, tank refilled for
winter.
± Final painting will take place in spring.
b. Reservoir Work
• 66-17: TAC working with Bolton and Menk to replace
high service pump #3 at Golden Valley pump house
and replacing gate vale and ball valve associated with
pump #3.
■ Will use Gate Valve Replacement funds to replace
valves at Golden Valley pump house.
• Will look into type of starter with design (VFD vs. soft
start).
• Looking to use old meter pit to install new meters —
this will be a future project not associated with this
contract.
■ Still working with Minneapolis to install 48-inch valve
at Golden Valley reservoir later this year — have not
heard anything from Minneapolis in months.
c. Tower Security 51-16
• Total Control looking into options for JWC.
d. Crystal Valve Replacement 50-16
• This project will be moved to 2019, when more money
is available.
• Project budget is being used at Golden Valley pump
house (see above)
e. SCADA Updates 70-18
• TAC approved quote from Total Control.
f. Maintenance Items
• A/C unit repairs at GV pump house —will be done in
spring.
CAUserslsschwalbelDesktop\JWC TAC Meeting Minutes_10.25.18.docx
• Fence repair at GV pump house — has been
completed.
CAUserslsschwalbelDesktop\JWC TAC Meeting Minutes_10.25.18.docx