#467 12-15-64 Authorize Improvement Bonds and Special Assessments:_ i
Resolution No. 167 December 15, 1964
Member Schaphorst then introduced the following resolution and
MOVED its adoption:
RESOLUTION AUTHORIZING ISSUANCE AND PROVIDING
FOR THE FORM AND DETAILS OF $550,000
IMPROVEMENT BONDS OF 1964, AND APPROPRIATING SPECIAL
ASSESSMENTS FOR THE PAYMENT THEREOF
BE IT RESOLVED by the Council of the Village of Golden Valley,
Minnesota, as follows:
1. This Council has investigated the facts necessary to ascertain,
and does hereby find, determine and declare that the Village of Golden
Valley has, after public hearings as required by law, ordered the con-
struction of 1963 Bituminous Surfacing Improvements and 1964 Watermain
Improvements, and the area proposed to be assessed therefor, and has
ordered, received and approved plans and specifications and entered into
contracts therefor after due advertisement for bids; or ordered the same
to be constructed by day labor as permitted by law; that the total bene-
fits resulting from each of said improvements to the lots and tracts of
land subject to assessment therefor and to the Village at large will be
not less than the total cost of such improvement; that the total cost
of each of said improvements, including all expenses incurred and to be
incurred from its inception to its completion and all fees and expenses
in connection therewith, is estimated to be not less than $61,41.8.06
for 1963 Bituminous Surfacing Improvements and not less than $490,557.76
for 1964 Watermain Improvements; that it is necessary and expedient for
the Village to borrow at this time the sum of $550,000, for the purpose
of paying all or substantially all of the expenses incurred and to be
incurred in connection with said improvements, by the issuance of general
obligation improvement bonds in accordance with the provisions of Minne-
sota Statutes 1961, Section 429.091; that such bonds have heretofore been
duly sold to Piper, Jaffray & Hopwood, of Minneapolis, Minnesota, and
associates, and shall forthwith be issued and delivered to said purchaser;
that said bonds shall be payable from the Improvement Bond Redemption
Fund created by Current Ordinance No. 28 of the Village, adopted on
January 21, 1958, which ordinance is by reference incorporated herein
and made a part hereof; and that all acts, conditions and things re-
quired by the Constitution and laws of the State of Minnesota to be
done, to exist, to happen and to be performed preliminary to the issu-
ance and sale of said bonds have been done, do exist, have happened
and have been performed in due form, time and manner as so required.
2. A separate fund is hereby created and shall be maintained for
each of the improvements financed by this issue, to be known and des-
ignated as the 111963 Bituminous Surfacing Improvements Fund" and the
111964 Watermain Improvements Fund", respectively. The proceeds of sale
of the bonds herein authorized shall be credited to each of said funds
in the amount of $61,000 (plus accrued interest) to the 1963 Bituminous
Resolution No. 167 December 15, 196
Surfacing Improvements Fund and $489,000 (plus accrued interest) to the
1964 Watermain Improvements Fund. To said improvement funds there shall
also be credited the proceeds of sale of additional improvement bonds
which may hereafter be authorized for the purpose of paying the expenses
of making said improvements, and such available moneys of the Village
which may hereafter be appropriated thereto by the Council, all as may
be directed by further resolutions of the Council.
3. It is hereby determined that the Village has levied special
assessments on account of said improvements in the same amounts as the
estimated costs thereof upon all assessable lots and tracts of land
lying within the assessable areas heretofore specified in the respective
resolutions ordering said improvements, based upon the special benefits
received by each such lot and tract. In the event that any such assess-
ment be at any time held invalid with respect to any lot or tract of
land, due to any error, defect or irregularity in any action or proceed-
ings taken or to be taken by the Village or by this Council or by any
of the Village's officers or employees, either in the making of such
assessment or in the performance of any condition precedent thereto,
the Village hereby covenants and agrees that it will forthwith do all
such further acts and take all such further proceedings as shall be
required by law to make such assessment a valid and binding lien upon
said property. Said assessments are payable in equal, consecutive, ann-
ual, installments the number of installments being as follows:
Type of Improvement Number of Installments
Bituminous Surfacing
Watermain
5
20
The first installment of all said assessments have been certified to the
County Auditor for collection with general taxes in the year 1965, and
the remaining installments of said assessments have been certified for
collection with the general taxes for each subsequent consecutive year
until the assessments are paid. To the first installment there has been
added interest at the rate of 6% per annum on the entire assessment from
the date of the resolution levying the assessment under December 31 of
the year in which the first installment is payable. To each subsequent
installment there has been added interest at 6% per annum for one year
on all unpaid installments.
It. The fullfaith and credit of the Village shall be and is hereby
pledged to the prompt and full payment of said bonds and the interest
thereon. Each and all of the provisions of said Ordinance No. 28 of
the Village and of this resolution shall constitute covenants for the
security of the holders from time to time of said bonds. It is esti-
mated that the collections of the special assessments heretofore levied
as described in paragraph 3 above will produce sums not less than 5%
in excess of the amounts needed to pay principal and interest of the
bonds herein authorized when due, in accordance with the provisions
Resolution No. 467 December 15, 1964
of the amounts needed to pay principal and interest of the bonds
herein authorized when due, in accordance with the provisions of
Minnesota Statutes, Section 475.61.
5. For the purpose of paying costs of said improvements and in
anticipation of the collection of said special assessments, the Village
shall forthwith issue its negotiable coupon general obligation Improve-
ment Bonds of 1964, in the principal amount of $550,000. Said bonds
shall be dated as of November 1, 1964, each in the denomination of
$5,000, shall be 110 in number, numbered serially from 1 to 110, and
shall mature in order ofserial numbers, on February 1, in the years
and amounts set forth below, the bonds of the various maturities to
bear interest at the rate per annum set forth opposite such respective
maturities, as follows:
Year
Amount
Interest Rate
Year
Amount
Interest Rate
1966
$110,000
3.30%
1976
$25,000
3.50%
1967
40,000
3.30%
1977
25,000
3.50%
1968
35,000
3.30%
1978
25,000
3.60%
1969
35,000
3.30`
1979
25,000
3.60%
1970
35,000
3.30%
1980
25,000
3.60%
1971
25,000
3.30%
1981
25,000
3.60%
1972
25,000
3.30%
1982
25,000
3.60%
1973
25,000
3.50%
1983
25,000
3.70%
1974
25,000
3.50%
1984
20,000
3.70%
1975
25,000
3.5o%
1985
20,000
3.70%
In addition, all bonds shall bear interest at the rate of 2% per annum
from February 1, 1965, to August 1, 1965, such additional interest to
be represented by a separate "B" coupon appurtenant to each bond. All
interest shall be payable on August 1, 1965, and semiannually thereafter
on each February 1 and August 1. Bonds maturing in the years 1966 through
1978 shall be payable on their respective stated maturity dates, without
option of prior. payment. Bonds which have stated maturity dates in 1979
and later years shall each be subject to redemption and prepayment in
inverse order of serial numbers, at the option of the Village, on Feb-
ruary 1, 1978, and any interest payment date thereafter, at par and acc-
rued interest. All such redemptions shall be made on notice of call
mailed not less than thirty days prior to the date specified for redemp-
tion to the holder, if known, and to the bank at which principal and
interest on said bonds are then payable. The Village Clerk and his
successors in office are hereby authorized and directed to maintain a
register for the purpose of recording the names and addresses of holders
of redeemable bonds, and the serial numbers of bonds held by them, in-
sofar as such information is made available to said Clerk and his suc-
cessors in office. The principal of and interest on said bonds shall
be payable at the main office of the Northwestern National Bank of
Minneapolis, in Minneapolis, Minnesota, and the Village hereby agrees
1
1
1
h
Resolution No. 467
December 15, 1964
to pay the reasonable and customary charges of said paying agent for the
receipt and disbursement thereof.
6. Said improvement bonds and the coupons attached thereto shall
be in substantially the following form:
UNITED STATES OF AMERICA
STATE OF MINNESOTA
COUNTY OF HENNEPIN
VILLAGE OF GOLDEN VALLEY
IMPROVEMENT BOND OF 1964
No.
$5,000
KNOW ALL MEN BY THESE PRESENTS that the Village of Golden Valley, a
duly organized and existing municipal corporation of the County of Hennepin,
State of Minnesota, acknowledges itself to be indebted and for value re-
ceived promises to pay to bearer the sum of FIVE THOUSAND DOLLARS on the
1st day of February, 19 , or, if this bond is redeemable as stated below,
on a date prior thereto on which it shall have been duly called for redemp-
tion, and to pay interest thereon from the date hereof until said principal
sum be paid or until this bond, if redeemable, has been duly called for
redemption, at the rate of per
cent ( %) per annum, plus additional interest from February 1, 1965,
to August 1, 1965, at the rate of two per cent (2%) per annum, all interest
being payable on August 1, 1965, and semiannually thereafter on February 1,
and August 1 of each year, interest to maturity being represented by and
payable in accordance with and upon presentation and surrender of the
interest coupons appurtenant hereto, the additional interest hereinbefore
mentioned being represented by a. separate set of "B" coupons. Both prin-
cipal and interest are payable at the main office of the Northwestern
National Bank of Minneapolis, in Minneapolis, Minnesota, in any coin or
currency of the United States of America which on the respective dates
of payment is legal tender for public and private debts. For the prompt
and full payment of such principal and interest as the same respectively
become due the full faith, credit and taxing powers of the Village are
hereby irrevocably pledged.
This bond is one of an issue in the aggregate principal amount of
$550,000, all of like date and tenor except as to serial number, maturity,
redemption privilege and interest rate, all issued for the purpose of de-
fraying expenses incurred and to be incurred in constructing local improve-
ments in said Village, and is issued pursuant to and in full conformity
with the Constitution and laws of the State of Minnesota thereunto enabl-
ing, and pursuant to resolutions duly adopted by the Village Council.
This bond is payable primarily from the Improvement Bond Redemption Fund
of the Village, to which fund the Council has appropriated special assess-
ments which the Village has covenanted and agreed to levy for the payment
47
Resolution No. 467
December 15, 1964
of the cost of said improvement, but the Village Council is required to
pay the same out of any fund of the Village in the event that the assess-
ments collected are at any time insufficient to meet the payment of matur-
ing principal and interest.
Bonds of this issue bearing serial numbers 1 through 77 are payable
on their respective stated maturity dates, without option of prior pay-
ment. Bonds of this issue bearing serial numbers 78 through 110, matur-
ing in 1979 and later years, are each subject to redemption and prepay-
ment, at the option of the Village, in inverse order of serial numbers,
on February 1, 1978, and any subsequent interest payment date, at par
and accrued interest. All redemptions will be made on notice of call
for redemption mailed not less than 30 days prior to the date specified
for redemption to the holder, if known, and to the bank at which princi-
pal and interest are then payable. Any holder of redeemable bonds desir-
ing to receive such notice must register his name and address and the
serial numbers of redeemable bonds held by him in the office of the Village
Clerk.
IT IS HEREBY CERTIFIED, RECITED, COVENANTED AND AGREED that all acts,
conditions and things required by the Constitution and laws of the State
of Minnesota to be done, to exist, to happen and to be performed pre-
liminary to and in the issuance of this bond in order to make it a valid
and binding general obligation of said Village according to its terms
have been done, do exist, have happened and have been performed as so
required; that the estimated collections of said special assessments
Will be in the years and amounts sufficient to produce sums not less
than five per cent (5%) in excess of the amounts required for payment
when due of the principal and interest on all bonds of this issue; that
general ad valorem taxes if needed for the payment of such principal
and interest, may be levied upon all taxable property in the Village
without limitation as to rate or amount; and that the issuance of this
bond did not cause the indebtedness of said Village to exceed any con-
stitutional or statutory limitation.
IN WITNESS WHEREOF the Village of Golden Valley, Hennepin County,
Minnesota, by its Village Council, has caused this bond to be executed
in its behalf by the facsimile signature of its Mayor and the manual
signature of its Village Manager and by a printed facsimile of its of-
ficial seal, and the interest coupons appurtenant hereto and the certi-
ficate on the reverse side hereof to be executed and authenticated by
the facsimile signatures of said officers, and has caused this bond to
be dated as of November 1, 1964.
ROGER K. UISTAD
Village Manager
(Facsimile signature)
Mayor
Resolution No. 467 December 15, 1964
(Form of certificate to be printed on the back of
each bond following legal opinion)
We certify that the above is a full, true and correct copy of the
legal opinion rendered by bond consel on the issue of bonds of the Village
of Golden Valley, Minnesota, which includes the within bond, dated as of
the date of delivery of and payment for the bonds.
(Facsimile signature) (Facsimile signature)
Village Manager Mayor
(Form of Coupon)
No. $
On the lst day of August (February), 19 , the Village of Golden
Valley, Hennepin County, Minnesota, will pay to bearer at the main office
of the Northwestern National Bank of Minneapolis, in Minneapolis, Minnesota,
the sum shown hereon in lawful money of the United States of America for
interest then due on its Improvement Bond of 1964, dated November 1, 1964,
No. _
(Facsimile signature) (Facsimile signature)
Village Manager Mayor
(Coupons numbered 27 and up shall state: "Unless
the bond described below is called for earlier
redemption")
7. Said bonds shall be forthwith prepared for execution under the
direction of the Village Manager and shall then be executed by the fac-
simile signature of the Mayor and the manual signature of the Village
Manager and by a printed facsimile of the official seal of the Village.
The appurtenant interest coupons shall be executed and authenticated by
the printed, lithographed or engraved facsimile signatures of said Mayor
and Village Manager, and the certificate as to legal opinion on the back
of each bond shall be executed by the printed, lithographed or engraved
facsimile signatures of the Mayor and Village Manager. When so executed,
the bonds shall be delivered by the Treasurer to the pruchaser thereof,
upon payment of the purchase price heretofore agreed upon, and said pur-
chaser shall not be obligated to see to the application of the purchase
price.
8. The Village Clerk is hereby authorized and directed to transmit
a certified copy of this resolution to the County Auditor of Hennepin
County for certification that the bonds herein authorized have been duly
registered, and that the tax required by law for the payment thereof has
been duly levied, as required by Minnesota Statutes, Sections 475.61
through 475.63.
480
Resolution No. 467 December 15, 1964
9. The officers of the Village and the County Auditor of Hennepin
County are hereby authorized and directed to prepare and furnish to the'
purchaser of said bonds, and to the attorneys approving the legality of
the issuance thereof, certified copies of all proceedings relating to
said bonds and to the financial affairs of the Village and such other
affidavits, certificates and information as may be required to show the
facts relating to the legality and marketability of said bonds as the
same appear from the books and records under their custody and control
or as otherwise known to them; and all such certified copies, certifi-
cates and affidavits, including any heretofore furnished, shall be deemed
representations of the Village as to the facts recited therein.
%oal U
Mayor
Attest:
G
illage Clerk
The motion for the adoption of the foregoing resolution was duly
seconded by Member Flannagan, and upon vote being taken thereon, the
following voted in favor thereof: Flannagan, Garis, Nadasdy,
and Teresi; and the following voted against the same: None, whereupon
said resolution was declared duly passed and adopted and was signed by
the Mayor and attested by the Village Clerk.