088-074 - 08-02 Issuance & Sale of $610,000 GO Bonds Series 1988A Resolution 88-74 August 2, 1988
Member Stockman introduced the following resolution and moved its adoption:
RESOLUTION AUTHORIZING ISSUANCE, AWARDING SALE, PRESCRIBING THE
FORP� AND DETAILS AND PROVIDING FOR THE PAYMEPJT OF $610,000
GENERAL OBLIGATION IMPROVEMENT BONDS, SERIES 19$8A
BE IT RESOLVED by the City Council of the City of Golden Valley, Minnesota
(the Issuer), as follows:
Section 1. Authorization and Sale.
(a) This Council , by Resolution No. 88-69, adopted July 5, 1988,
authorized the issuance and public sale of $610,000 General Obligation
Improvement Bonds, Series 1988A (the �onds) to finance various public improve-
ments, as described in Resolution No. 88-69.
(b) Notice of sale of the Bonds has been duly published. Pursuant to
the Official Terms of Offering and Notice of Sale, 6 sealed bids for the
purchase of the Bonds we re received at or before the time specified fo r receipt
of bids. The bids have been opened, publicly read and conside red and the
purchase price, interest rates and net interest cost under the terms of each bid
have been determined. The most favorable bid received is that of First Bank
National Association of Minneapolis, Minnesota, and associates (the Purchaser)
to purchase the Bonds at a price of $604,510.00 plus accrued interest on all
Bonds to the day of delivery and payment, on the further terms and conditions
hereinafter set forth.
(c) The sale of the Bonds is hereby awarded to the Purchaser and the
P�ayor and flanager are hereby authorized and di rected to execute a contract on
behalf of the Issuer for the sale of the Bonds in accordance with the terms of
the bids. The good faith check of the Purchaser shall be retained and deposited
by the Issuer until the Bonds have been delivered, and shall be deducted from
the purchase price paid settlement. The good faith checks of other bidde rs
shall be returned to them forthwith.
Section 2. Bond Terms; Registration; Execution and Delivery.
2.01. Issuance of Bonds. All acts, conditions and things which are
required by the Constitution and laws of the State of Minnesota to be done, to
exist, to happen and to be performed precedent to and in the valid issuance of
the Bonds having been done, existing, having happened and having been performed,
it is now necessary for the City Council to establish the form and terms of the
Bonds, to provide security therefor and to issue the Bonds forthwith.
2.02. Maturities; Interest Rates; Denominations; Payment. The Bonds shall
be designated General Obligation Improvement Bonds, Series 1988A, shall be ori-
ginally dated as of September 1, 1988, shall be in the denomination of $5,000
each, or any integral multiple thereof, of single maturities, shall mature on
February 1 in the years and amounts stated below, and shall bear interest from
date of issue until paid or duly called for redemption at the annual rates set
forth opposite such years and amounts, as follows:
Resolution 88-74 - Continued August 2, 1988
Year Amount Interest Rate
1990 $125,000 5.75%
1991 55,000 5.90%
1992 55,000 6.00%
1993 55,000 6.15q
1994 55,000 6.30%
1995 55,000 6.45�
1996 55,000 5.60%
1997 55,000 6.70I
1998 50,000 6.75%
1999 50,000 6.80%
The bonds shall be issuable only in fully registered form. The interest
thereon and, upon surrender of each Bond at the principal office of the
Registrar described herein, the principal amount thereof, shall be payable by
check or draft issued by the Registrar described herein.
2.03 Dates; Interest Payment Dates. Each Bond shall bear an original
issue date of Septerober l, 1988, and the Registrar shall place the date of
authentication on each Bond as of the date of its authentication and delivery.
The interest on the Bonds shall be payable on February 1 and August 1 in each
year, commencing August 1, 1989, to the owner of record thereof as of the close
of business on the fifteenth day of the immediately preceding month, whether or
not such day is a business day.
2.04 Registration. The Issuer shall appoint and maintain a bond
registrar, transfer agent and paying agent (the Registrar). The effect of
registration and the rights and duties of the Issuer and the Registrar with
respect thereto shall be as follows:
(a) Register. The Registrar shall keep at its principal corporate
trust office a bond register in which the Registrar shall provide for the
registration of ownership of Bonds and the registration of transfer and
exchanges of Bonds entitled to be registered, transferred or exchanged.
(b) Transfer of Bonds. Upon surrender for transfer of any Bond duly
endorsed by the registered owner thereof or accompanied by a written instrument
of transfer, in forrn satisfactory to the Registrar, duly executed by the
registered owner thereof or by an attorney duly authorized by the registered
owner in writing, the Registrar shall authenticate and deliver, in the name of
the designated transferee or transferees, one or more new Bonds of a like aggre-
gate principal amount and maturity, as requested by the transferor. The
Registrar may, however, close the books for registration of any transfer after
the fifteenth day of the month preceding each interest payment date and until
such interest payment date.
(c) Exchange of Bonds. Whenever any Bonds are surrendered by the
registered owner for exchange, the Registrar shall authenticate and deliver one
or more new Bonds of a like aggregate principal amount and maturity, as
requested by the registered owner or the owner's attorney in writing.
(d) Cancellation. All Bonds surrendered upon any transfer or exchange
shall be promptly canceled by the Registrar and thereafter disposed of as
directed by the Issuer.
Resolution 88-74 - Continued August 2, 1988
(e) Improper or Unauthorized Transfer. When any Bond is presented to
the Registrar for transfer, the P,egistrar may refuse to transfer the same until
it is satisfied that the endorsement on such Bond or separate instrument of
transfer is valid and genuine and that the requested transfer is legally authorized.
The Registrar shall incur no liability for the refusal , in good faith, to make
transfers which it, in its judgment, deems improper or unauthorized.
{f) Persons Deemed Owners. The Issuer and the Registrar may treat
the person in whose name any Bond is at any time registered in the bond register
as the absolute owner of the Bond, whether the Bond shall be overdue or not, for
the purpose of receiving payment of or on account of, the princi�al of and interest
on the Bond and for all other purposes; and all payments made to any registered
owner or upon the owner's order shall be valid and effectual to satisfy and
discharge the liability upon bond to the extent of the sum or sums so paid.
(g) Taxes, Fees and Charges. For every transfer or exchange of Bonds
(except for an exchange upon a partial redemption of a Bond) , the Registrar may
impose a charge upon the owner thereof sufficient to reimburse the Registrar for
any tax, fee or other governmental charge required to be paid with respect to
such transfer or exchange.
(h) Plutilated, Lost, Stolen or Destro ed Bonds. In case any Bond
shall become mutilated or be ro
�
and, in the case of a Bond destroyed, stolen or lost, upon filing with the
Registrar of evidence satisfactory to it that the 6ond was destroyed, stolen or
lost, and of the ownership thereof, and upon furnishing to the Registrar of an
appropriate bond or indemnity in form, substance and amount satisfactory to it,
in which both the Issuer and the Registrar shall be named as obligees. All Bonds
so surrendered to the Registrar shall be cancelled by it and evidence of such
cancellation shall be given to the Issuer. If the mutilated, destroyed, stolen
or lost Bond has already matured or been called for redemption in accordance
with its terms it shall not be necessary to issue a new Bond prior to payment.
(i ) Authenticating Agent. The Registrar is hereby designated authen-
ticating agent for the Bonds, within the meaning of Minnesota Statutes, Section
475.55, Subdivision l, as amended.
2.05. Appointment of Initial Registrar. The Issuer hereby appoints
Marquette Bank of Minneapolis, N.A. , P9inneapolis, Minnesota, as the initial
Regi strar and Payi ng Agent for the Bonds. The Mayor and the Planager are
authorized to execute and deliver, on behalf of the Issuer, a contract with the
Registrar. Upon merger or consolidation of the Registrar with another corporation,
if the resulting corporation is a bank or trust company authorized by law to
conduct such business, such corporation shall be authorized to act as successor
Registrar. The Issuer agrees to pay the reasonable and customary charges of the
Registrar for the services performed. The Issuer reserves the right to rer�ove
the Registrar upon thirty days ' notice and upon the appointment of a successor
Registrar, in which event the predecessor Registrar shall deliver all cash and
Bonds it is possession to the successor Registrar and shall deliver the bond
register to the successor Registrar.
Resolution 88-74 - Continued August 2, 1988
Registered Owner:
Principal Amount:
THE CITY OF GOLDEN VALLEY, HENNEPIN COUNTY, MINNESOTA (the Issuer), a duly
organized and existing municipal corporation, acknowledges itself to be indebted
and for value received hereby prornises to pay to the registered owner specified
above, or registered assigns, the pri�cipal sum specified above on the maturity
date specified above, with interest thereon from the date hereof at the annual
rate specified above, payable on February 1 and August 1 in each year, com-
mencing August 1 , 1989, to the person in whose name this Bond is registered at
the close of business on the 15th day (whether or not a business day) of the
immediately preceding month, all subject to the provisions referred to herein
with respect to the redemption of the principal of the principal of this Bond
prior to its state maturity. The interest hereon and, upon presentation and
surrender hereof, the principal hereof are payable in lawful mor�ey of the United
States of Ame ri ca by check or draft by , i n ,
as Bond Registrar and Paying Agent (the Registrar , or its designated successor
under the Resolution described herein. For the prompt and full payment of such
principal and interest as the same respectively becor�e due, the full faith, cre-
dit and taxing powers of the Issuer have been and are hereby irrevocably
pledged.
Additional provisions of this Bond are contained on the reverse hereof and
such provisions shall for all purposes have the same effect as though fully set
forth hereon.
This Bond shall not be valid or become obligatory for any purpose or be
entitled to any security or benefit under the Resolution until the Certificate
of Authentication hereon shall have been executed by the Registrar by re�anual
signature of one of its authorized representatives.
IN WITNESS V�JHEREOF, the City of Golden Valley, Hennepin County, Minnesota,
by its City Council , has caused this Bond to be executed on its behalf by the
facsimile signatures of the Playor and City P�anager and has caused this Bond to
be dated as of the date set forth below.
Dated:
CITY OF GOLDEN VALLEY, PIINNESOTA
(facsimile)
h1ay o r
Attest: (facsimile)
City Manager
CERTIFICATE OF AUTHENTICATION
This is one of the Certificates delivered pursuant to the Resolution men-
tioned within.
as Registrar
By
Authorized Representative
Resolution 88-74 - Continued �ugust 2, 1988
(Reverse of the Certificates)
This Bond is one of a series in the aggregate principal amount of
$610,000, all of like date and tenor, except as to maturity date, interest rate,
denomination and redemption provision, issued, pursuant to a resolution adopted
by the City Council on August 2, 1988 (the Resolution) , to finance the costs of
local improvements and is issued pursuant to and in full conformity with the
Constitution and la�vs of the State of Plinnesota thereunto enabling, including
Plinnesota Statutes, Chapters 429 and 475. The Bonds of this series are issuable
only as fully registered bonds, in denominations of $5,000 or any integral
multiple thereof, of single maturities.
Bonds of this series maturing in 1996 and earlier years are payable on
their respective stated maturity dates without option of prior payment, but
Bonds having stated r�aturity dates in 1997 and later years are each subject to
redemption and prepayment at the option of the Issuer, in whole or in part, and
if in part in inverse order of maturity dates and by lot, as selected by the
Registrar in multiples of $5,000, within any maturity, on February 1 , 1996 and
any interest payment date thereafter, at a price equal to the principal amount
thereof plus interest accrued to the date of redemption. The Issuer will cause
notice of the call for redemption to be published as required by law and, at
least thirty days prior to the date specified for redemption, will cause notice
of the call thereof to be r�ailed, by registered or certified mail , to the
registered owner of any Bond to be redeemed at the owner's address as it appears
on the bond register maintained by the Registrar, but no defect in or failure to
give such mailed notice of redemption shall affect the validity of proceedings
for the redemption of any 6ond not affected by such defect or failure. Official
notice of redemption having been given as aforesaid, the Bonds or po rtions of
Bonds so to be redeerned shall , on the redemption date, become due and payable at
the redemption price therein specified, and frori and after such date (unless the
Issuer shall default in the payment of the redemption price) such Bonds or por-
tions of Bonds shall cease to bear interest. Upon partial redemption of any
Bond, a new Bond or Bonds will be delivered to the owner without charge, repre-
senting the remaining principal amount outstanding.
Bonds of this series have 6een designated as "Qualified Tax-Exempt
Obligations" pursuant to Section 265 of the Internal Revenue Code of 1986.
As provided in the Resolution and subject to certain limitations set forth
therein, this Bond is transferable upon the books of the Issuer at the principal
office of the Registrar, by the registered owner hereof in person or by the
owner's attorney duly authorized in writing upon surrender hereof together with
a written instrument of transfer satisfactory to the Registrar, duly executed by
the register�d owner or the owner's attorney; and may also be surrendered in
exchange for Bonds of other authorized denominations. Upon such transfer or
exchange the Issuer will cause a new Bond or �onds to be transferred in the name
of the transferee or registered owner, of the same aggregate principal amount,
bearing interest at the same rate and maturing on the same date, subject to
reimbursement for any tax, fee or governr�ental change required to be paid with
respect to such transfer or exchange.
The Issuer and the Registrar may deem and treat the person in whose name
this Bond is registered as the absolute owner hereof, whether this Bond is over-
due or not, for the purpose of receiving payment and for all other purposes, and
neither the Issuer nor the Registrar shall be affected by any notice to the
contrary.
Resolution 88-74 - Continued August 2, 1988
IT IS HEREBY CERTIFIED, RECITED, COVENANTED AND AGREED that all acts, con-
ditions and things required by the Constitution and laws of the State of
Minnesota to be done, to exist, to happen and to be performed prelirninary to and
in the issuance of this Bond in order to make it a valid and binding general
obligation of the Issuer in accordance with its terms, have been done, do exist,
have happened and have been performed as so required; that, prior to the
issuance hereof the City Council has by the Resolution covenanted and agreed to
levy special assessments upon property specially benefited by the local improve-
ments financed by the Bonds, and ad valorem taxes on all taxable property in the
Issuer, which special assessments and taxes will be collectible for the years
and in amounts sufficient to produce sums not less than 5% in excess of the
principal of and interest on the Bonds of this series when due, and has
appropriated such special assessments and taxes to its Series 1988A Improvement
Bond Fund for the payment of such principal and interest; that if necessary for
payment of such principal and interest, additional ad valorem taxes are required
to be levied upon all taxable property in the Issuer without limitation as to
rate or amount; and that the issuance of this Bond, together with all other
i ndebtedness of the Issuer outstandi ng on the date hereof and on the date of its
actual issuance and delivery, does not cause the indebtedness of the Issuer to
exceed any constitutional or statutory limitation of indebtedness.
(Form of certificate to be printed on the reverse side of each Qond,
following a full copy of the legal opinion. )
We certify that the above is a full , true and correct copy of the legal
opinion rendered by bond counsel on the issue of Qonds of the City of Golden
Valley, Hennepin County, Minnesota, which includes the within Bond, dated as of
the date of delivery of and payment for the Bonds.
(Facsimile Signature) (Facsimile Signature)
City f�anager r�ayor
The following abbreviations, when used in the inscription on the face of
this Bond, shall be construed as though they were written out in full according
to applicable laws or regulations:
TEN COM -- as tenants UTMA as Custodian for
in common Cust� Minor
TEN ENT -- as tenants Under Uniform Transfers to
by enti reti es P�1i nors
JT TEN -- as joint tenants with Act. . . . . . . . . .
right of survivorshi� (State)
and not as tenants in
c omma n
Additional abbreviations may also be used though not in the above list.
ASSI GNh�tE NT
For value received, the undersigned hereby sells, assigns and transfers
Resolution 88-74 - Continued August 2, 1988
unto the within Bond and all rights
thereunder, and does hereby irrevocably constitute and appoint
attorney to transfer the said Bond on the books kept for registration of the
within Bond with full power of substitution in the premises.
Dated:
Notice: The assignor s signature to this
assignment must correspond with the name as it
appears upon the face of the within Bond in
every particular, without alteration or
enlargement or any change whatsoever.
Signature Guaranteed:
Signature(s) must be guaranteed by a national bank or trust company or by a bro-
kerage fi rm havi ng a membership i n one of the major stock exchanges.
PLEASE INSERT SOCIAL SECURITY OR
OTHER IDENTIFYING NUP�BER OF ASSIGNEE:
Section 3. Use of Proceeds. There is hereby established on the official
books and records of the Issuer a Series 1988A Improvement Construction Fund
(the Construction Fund) , and the Finance Director shall continue to maintain
the Construction Fund until payment of all costs and expenses incurred in con-
nection with the construction have been paid, To the Construction Fund there
shall be credited from the proceeds of the Bonds, exclusive of unused discount
and accrued interest, an amount equal to the estimated cost of the improvements
and from the Construction Fund there shall be paid all construction costs and
expenses. There shall also be credited to the Construction fund all special
assessments collected H�ith respect to the improvements financed by the Bonds,
until all costs of the improvements have been fully paid. After payment of all
construction costs, the Construction funds shall be discontinued and any Bond
proceeds remaining therein may be transferred to the other funds or account
established for construction of other improvements instituted pursuant to
Minnesota statutes, Chanter 429. All special assessments on hand in the
Construction Fund when terminated or thereafter received, and any Bond proceeds
not so transferred, shall be credited to the Series 1988A Improvement Bond Fund
of the Issuer. All proceeds of the 8onds deposited in the Construction Fund
will be expended solely for the payment of the costs of the improvernents
referred to in Section 1 hereof (or other improvements authorized pursuant to
Chapter 429) . All improvements so financed will be owned and maintained by the
issuer and available for use by members of the general public on a substantially
equal basis. The Issuer shall not enter into any lease, use or other agreement
with any non-governmental person relating to the use of the improvements or
security for the payment of the Bonds which might cause the Bonds to be con-
sidered "private activity bonds" or "private loan bonds" pursuant to Section 141
of the Internal Revenue Code of 1986 (the Code).
Resolution 88-74 - Continued August 2, 1988
Section 4. Series 1988A Im�rovement Bond Fund. So long as any of the
Bonds are outstanding and any principal of or interest thereon unpaid, the
Finance Director shall maintain a separate debt service fund on the official
books and records of the Issuer to be known as the Series 1988A Improvement Bond
Fund (the Bond Fund) and the principal of and interest on the Bonds shall be
payable from the �ond Fund. The Issuer irrevocably appropriates to the Bond
Fund (a) any amount in excess of $600,850 received from the Purchaser; (b) all
taxes and special assessments levied and collected in accordance with this
Resolution; and (c) all other monies as shall be appropriated by the City
Council to the Bond Fund from time to time. If the balance in the Bond Fund is
at any time insufficient to pay all interest and principal then due on all Bonds
payable therefrom, the payment shall be made fron any fund of the Issuer which
is available for that purpose, subject to reimbursernent from the Qond Fund when
the balance therein in sufficient, and the City Council covenants and agrees
that it will each year levy a sufficient amount to take care of any accumulated
or anticipated deficiency, which levy is not subject to any constitutional or
statutory tax limitation.
Section 5. S ecial Assessments. The Issue r hereby covenants and agrees
that, for the payment of t e cost o� improvements financed by the Qonds the
Issuer has done or will do and perform all acts and things necessary for the
final and valid levy of special assessments in an amount not less than 20% of
the cost of each of the improvements financed by the Bonds, and the Issuer esti-
mates it will levy assessments in the aggregate principal amount of $244,000.
The principal of the assessments shall be payable in not more than 10
installments, with interest on unpaid installments thereof from time to time at
the rate of approxirnately 7.65% per annum. It is estimated that the principal
and interest on such special assessments will be collected in the years and
amounts as follows:
Collection
Year Amount
1989 $47,771
1990 41,203
1991 39,336
1992 37,469
1993 35,602
1994 33,735
1995 31,868
1996 30,001
1997 28,134
1998 26,267
In the event any such assessment shall at any time be held invalid with respect
to any lot or tract of land, due to any error, defect or irregularity in any
action or proceeding taken or to be taken by the Issuer or by the City Council
or by any of the officers or employees of the Issuer, either in the making of
such assessment or in the performance of any condition precedent thereto, the
Issuer hereby covenants and agrees that it will forthwith do all such further
things and take all such further proceedings as shall be required by law to make
such assessment a valid and binding lien upon said prope rty.
Section 6. Pledge of Taxi ng Powers. For the prornpt and ful 1 payment of
the princi�al of and interest on the Bonds as such payments respectively
Resolution 88-74 - Continued August 2, 1988
become due, the full faith, credit and unlimited taxing powers of the Issuer
shall be and are hereby irrevocably pledged. In order to produce aggregate
amounts which, together with the collections of special assessments as set forth
in Section 5 will produce amounts not less than 5% in excess of the amounts
needed to meet when due the principal and interest payments on the 3onds, ad
valorem taxes are hereby levied on all taxable property in the Issuer. The
taxes will be levied and collected in the following years and amounts:
Levy Collection
Year Year Amount
1988 1989 $140,328
19�9 1990 49,129
1990 1991 47,589
1991 1992 45,991
1992 1993 44,306
1993 1994 42,535
1994 1995 40,677
1995 1996 38,732
1996 1997 31,480
1997 1998 29,803
Said taxes shall be irrepealable as long as any of the Bonds are
outstanding and unpaid, provided that the Issuer reserves the right and power to
reduce said levies in accordance with the provisions of Minnesota Statutes,
Section 475.61.
Section 7. Defeasance. bJhen all of the Bonds have been discharged as pro-
vided provided in this section, all pledges, covenants and other rights granted
by this Resolution to the holders of the Bonds shall cease. The Issuer may
discharge its obligations with respect to any �onds which are due on any date by
depositing with the Registrar on or before that date a sum sufficient for the
payment thereof on full ; or, if any Qond should not be paid when due, it may
nevertheless be discharged by depositing with the Registrar a sum sufficient for
the payment thereof in full with interest accrued from the due date to the date
of such deposit. The Issue r may also discharge its obligations with res�ect to
any prepayable Bonds called for rede�ption on any date when they are prepayable
according to their terms, by depositing with the Registrar on or before that
date an amount equal to the princi�al , interest and redemption premium, if any,
which are then due, nrovided that notice of such redemption has been duly given
as provided herein. The Issuer may also at any time discharge its obligations
with respect to any 6onds subject to the provisions of law now or hereafter
authorizing and regulating such action, by depositing irrevocably in esc row,
with a bank qualified by law as an escrow agent for this purpose, cash or
securities which are authorized by law to be so deposited, bearing interest
payable at such time and at such rates and maturing or callable at the holder's
option on such dates as shall be required to pay all principal , interest and
redemption prerniums to become due thereon to maturity or said redemption date.
Section 8. Registration of Qonds. The Clerk is hereby authorized and
directed to file a certified copy of this Resolution with the County Auditor of
Hennepin County, together with such additional information as the Auditor shall
require, and to obtain from the Auditor a certificate that the Bonds have been
duly entered upon the Auditor's bond register and that the taxes required by law
for payment of the Bonds have been levi ed.
Resolution II8-74 - Continued August 2, 1983
Section 9. Authentication of Transcript. The officers of the Issuer and
kiennepin County Auditor are hereby authorized and directed to prepare and fur-
nish to the Purchaser and to Dorsey and GJhitney, Bond Counsel , certified copies
of all proceedings and records relating to the Bonds and such other affidavits,
certificates and information as may be required to show the facts relating to
the legality and marketability of the �onds, as the same appear from the books
and records in their custody and control or as otherwise known to them, and all
such certified copies, affidavits and certificates, including any heretofore
furnished, shall be deemed representations of the Issuer as to the correctness
of all statements contained therein.
Section 10. Official Statement. The Official Statement relating to the
Bonds, dated July 19, 1988, prepared and delivered on behalf of the Issuer �y
Springsted Incorporated, is hereby approved, and the officers of the Issuer are
hereby authorized and directed to execute such certificates as may be
appropriate concerning the accuracy, completeness and sufficiency thereof.
Section 11. Tax Covenant.
(a) The City covenants and agrees with the holders frorn time to time of
the Bonds herein authorized, that it will not take, or permit to be taken by any
of its officers, employees or agents, any action which would cause the interest
payable on the Bonds to become subject to taxation under the United State
Internal Revenue Code of 1986 (the Code) and regulations issued thereunder, in
effect at the time of such action, and that it will take, or it will cause its
officers, employees or agents to take, all affirmative actions within its powers
which may be necessary to insure that such interest will not become subject to
taxation under the Code and applicable Treasury Regulations, as presently
existing or as hereafter amended and made applicable to the Bonds.
(b) From and after February 1 , 1996, the Clerk shall ascertain, each time
a deposit is made to the Bond Fund, the amount on deposit in the Bond Fund. If
the amount on deposit therein ever exceeds by more than a "minor portion"
($30,500) the aggregate amount of principal and interest due and payable on the
Qonds through the next following February 1 , plus a reasonable carryover as per-
mitted by the Code and applicable regulations, such excess shall either (i ) not
be invested except at a yield less than or equal to the yield on the Bonds, com-
puter in accordance with Section 148 of the Code, or (ii ) be used to purchase or
to prepay and redeem Bonds. The Issuer reserves the right to amend the provi -
sions of this section at any time, whether prior to or after the deliver of the
Bonds , if and to the extent the City Council determines that the provisions of
this section are not necessary, or otherwise require amendment, in order to
assure that the Bonds are not arbitrage bonds under the Code and the applicable
regulations.
(c) The Mayor and the Manager being the officers of the Issuer charged
with the responsibility for issuing the Bonds pursuant to this Resolution, are
authorized and directed to execute and deliver to the purchaser a certification
in accordance with the provisions of Section 148 of the Code, and Sections
1.103-13, 1.103.14 and 1.103.15 of the Regulations, stating that on the basis of
acts, estimates and circumstances in existence on the date of issue and delivery
of the Bonds, i is reasonably expected that the proceeds of the Bonds will not
be used in a manner that would cause the Bonds to be arbitrage bonds with the
r�eaning of the Code and the applicable regulations.
Resolution 88-74 - Continued August 2, 1988
Section 12. Arbitrage Rebate Exemption. It is hereby found that the
Issuer has general taxing powers, that no Bond is a "private activity bond"
within the meaning of Section 141 of the Code, that 95% or more of the net pro-
ceeds of the Bonds are to be used for local governmental activities of the
Issuer, and that the aggregate face amount of all tax-exempt obligations (other
than private activity bonds ) issued by the Issuer and all subordinate entities
thereof during the year 1988 is not reasonably expected to exceed $5,000,000.
Therefore, pursuant to the provisions of Section 148(f) (4) (C) of the Code, the
issuer shal l not be requi red to comply with the arbitrage rebate requi rements of
paragraphs (2) and (3) of Section 148 (f) of the Code.
Section 13. Qualified Tax-Exempt Obligations. The City Council hereby
designates the Bonds as�qualified tax-exempt obligations" for purposes of
Section 265(b) (3) of the Code relating to the disallowance of interest expense
for financial institutions, and hereby finds that the reasonably anticipated
amount of qualified tax-exempt obligations (within the meaning of Section
265(b) (3) of the Code) which will be issued by the issuer and all subordinate
entities during calendar year 1988 does not exceed $10,000,000.
, .,
, �.�'� '�1>,./ �
ary . nderson, � ayor
ATTEST:
���ti ���
Shirley Ne son, City Clerk
The motion for the adoption of the foregoing resolution was duly seconded by
Member Thompson and upon a vote being taken thereon, the following voted
in favor thereof: Anderson, Bakken, Johnson, Stockman and Thompson; and the
following voted against the same: none; whereupon said resolution was declared
duly passed and adopted, signed by the Playor and her signature attested by the
City Clerk.