99-085 - 10-05 - Approve Revenue Bond Sale Breck SchoolResolution 99-85
October 5, 1999
0 Member Johnson introduced the following resolution and moved its adoption:
RESOLUTION APPROVING REVENUE BOND SALE FOR BRECK SCHOOL
BE IT RESOLVED by the City Council of the City of Golden Valley, Minnesota (the
"City") as follows:
WHEREAS, the City of Golden Valley, Minnesota (the "City") is a municipal
corporation duly organized and existing under the Constitution and laws of the State of
Minnesota; and
WHEREAS, pursuant to the Constitution and laws of the State of Minnesota,
particularly Minnesota Statutes, Sections 469.152 to 469.1651, as amended (the "Act"), the
City is authorized to carry out the public purposes described therein and contemplated thereby
by issuing its revenue bonds to finance the cost of the acquisition, renovation, construction,
improving and equipping of certain revenue producing facilities to be located within its
corporate boundaries, and is authorized to enter into revenue agreements made in connection
therewith and pledge those agreements as security for the payment of the principal of and
interest on any such revenue bonds; and
WHEREAS, Breck School, a Minnesota nonprofit corporation (the "Company"), has
requested the City to issue its Revenue Bonds (Breck School) Series 1999 (the "Bonds") in
the aggregate principal amount not to exceed $11,000,000 to provide funds to finance the
costs of acquisition, construction, improvement, renovation, furnishing and equipping an
existing school owned by the Company at 123 Ottawa Avenue North in the City (the "Project");
and
WHEREAS, the City conducted a public hearing on October 5, 1999 with respect to
the Bonds after publication of notice in the Golden Valley/New Hope SunPost at least fourteen
days prior to the date of the hearing; and
WHEREAS, the loan for the Bonds will be made pursuant to the terms of a Loan
Agreement dated as of November 1, 1999 (the "Loan Agreement") between the City and the
Company; and
WHEREAS, the City proposes to finance the Project under the Act by the issuance
of the Bonds of the City under this resolution; and
Resolution 99-85 - Continued October 5, 1999
iWHEREAS, the Bonds will be issued under a Trust Indenture, dated as of November
1, 1999 (the "Indenture") between the City and Firstar Bank of Minnesota, N.A. (the "Trustee"),
and are to be secured by a pledge and assignment of certain other revenues, all in
accordance with the terms of the Indenture, and said Bonds and the interest on said Bonds
shall be payable solely from the revenues pledged therefor and the Bonds shall not constitute
a debt of the City within the meaning of any constitutional or statutory limitation or constitute
or give rise to a pecuniary liability of the City or a charge against its general credit or taxing
powers and shall not constitute a charge, lien, or encumbrance, legal or equitable, upon any
property of the City;
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF
GOLDEN VALLEY, MINNESOTA, AS FOLLOWS:
1. The City hereby makes the following findings:
(a) the City is a municipal corporation and public body under the laws of
the State of Minnesota. Under the provisions of the Act, the City is authorized to
enter into the transactions contemplated by the Loan Agreement and the Indenture
and to carry out its obligations thereunder;
(b) to the best knowledge of the City, no public official of the City has
either a direct or indirect interest in the Loan Agreement nor will any public official
is of the City either directly or indirectly benefit financially from the Loan Agreement;
(c) the Bonds, the Indenture, the Loan Agreement and the Bond Purchase
Agreement (the "Bond Purchase Agreement") among the City, the Company and
Dain Rauscher Incorporated (the "Underwriter") have been duly authorized by the
City and, when executed will constitute the valid, binding and enforceable obligation
of the City;
(d) the execution and delivery of the Bonds, the Indenture, the Bond
Purchase Agreement, the Loan Agreement and the other agreements contemplated
by the Official Statement relating to the Bonds (the "Official Statement"), under the
circumstances contemplated thereby, and the compliance by the City with the
provisions thereof will not conflict with or constitute on the part of the City a breach
of or a default under any existing law, court or administrative regulation, decree or
order or any agreement or other instrument to which the City is subject or by which
it is bound;
(e) the City has complied with the provisions of the Act and has full power
and authority to issue the Bonds, to loan the proceeds thereof to the Company and
to carry out and consummate all transactions contemplated by the Indenture, the
Loan Agreement and the Bond Purchase Agreement;
Resolution 99-85 - Continued October 5, 1999
. (f) the City has full power and authority to execute and deliver the
Indenture, the Loan Agreement and the Bond Purchase Agreement and to carry out
the terms thereof;
(g) no approval, authorization, consent or other order of any public board
or body is legally required for the transactions contemplated by the Bond Purchase
Agreement, the Loan Agreement or the Indenture; and
(h) there are no legal or governmental proceedings, pending, threatened
or contemplated, or any basis therefor, wherein an unfavorable decision, ruling or
finding would adversely affect the validity of or security for the Bonds, the Indenture,
the Bond Purchase Agreement, the Loan Agreement or the transactions
contemplated thereby.
2. For the purposes set forth above, there is hereby authorized the issuance,
sale and delivery of the Bonds in a principal amount not to exceed $11,000,000. The Bonds
shall be numbered, shall be dated, shall bear interest at an initial rate not to exceed ten
percent (10%) per annum, shall mature, shall be subject to redemption prior to maturity, shall
be in such form, and shall have such other details and provisions as are prescribed in the
Indenture in the form now on file with the City Clerk.
0 3. The City acknowledges, finds, determines and declares that the financing of
the Project, furthers the purposes of the Act.
4. The Bonds shall be special obligations of the City payable solely from the
revenues provided pursuant to the Loan Agreement and other funds pledged pursuant to the
Indenture. The City Council of the City hereby authorizes and directs the Mayor and the City
Clerk of the City (together, the "Officials") to execute and deliver the Indenture by and between
the City and the Trustee, and to deliver to the Trustee the Indenture, and hereby authorizes
and directs the execution of the Bonds in accordance with the Indenture, and hereby provides
that the Indenture shall provide the terms and conditions, covenants, rights, obligations, duties
and agreements of the bondowners, the City and the Trustee as set forth therein.
All of the provisions of the Indenture, when executed as authorized herein, shall be
in full force and effect from the date of execution and delivery thereof. The Indenture shall be
substantially in the form on file with the City, with such necessary and appropriate variations,
omissions and insertions as do not materially change the substance thereof, or as the Officials,
in their discretion, shall determine, and the execution thereof by the Officials shall be
conclusive evidence of such determination.
Resolution 99-85 - Continued October 5, 1999
S5. The Officials are hereby authorized and directed to execute and deliver the
Loan Agreement and the Bond Purchase Agreement. All of the provisions of the Loan
Agreement and the Bond Purchase Agreement when executed and delivered as authorized
herein, shall be in full force and effect from the date of execution and delivery thereof. The
Loan Agreement and the Bond Purchase Agreement shall be substantially in the forms on file
with the City, with such omissions and insertions as do not materially change the substance
thereof, or as the Officials, in their discretion, shall determine, and the execution thereof by the
Officials shall be conclusive evidence of such determination.
6. The Bonds shall be revenue obligations of the City the proceeds of which
shall be disbursed pursuant to the Indenture and the Loan Agreement, and the principal,
premium and interest on the Bonds shall be payable solely from the proceeds of the Bonds
and the Loan Agreement.
7. The Trustee is hereby appointed as Paying Agent and Bond Registrar for the
Bonds.
8. The Officials are hereby authorized to execute and deliver, on behalf of the
City, such other documents as are necessary or appropriate in connection with the issuance,
sale and delivery of the Bonds, including an arbitrage certificate, and all other documents and
certificates as shall be necessary and appropriate in connection with the issuance, sale and
delivery of the Bonds.
9. The City has not participated in the preparation of the Official Statement and
has made no independent investigation with respect to the information contained therein,
including any appendices thereto, and the City assumes no responsibility for the sufficiency,
accuracy or completeness of such information. Subject to the foregoing, the City hereby
consents to the distribution of the Official Statement and any preliminary official statement
related thereto by the Underwriter in connection with the sale of the Bonds.
10. All covenants, stipulations, obligations and agreements of the City contained
in this Resolution and the aforementioned documents shall be deemed to be the covenants,
stipulations, obligations and agreements of the City to the full extent authorized or permitted
by law, and all such covenants, stipulations, obligations and agreements shall be binding upon
the City. Except as otherwise provided in this Resolution, all rights, powers and privileges
conferred and duties and liabilities imposed upon the City by the provisions of this Resolution
or the aforementioned documents shall be exercised or performed by such officers, board,
body or agency thereof as may be required or authorized by law to exercise such powers and
to perform such duties.
Resolution 99-85 - Continued October 5, 1999
. No covenant, stipulation, obligation or agreement herein contained or contained in
the aforementioned documents shall be deemed to be a covenant, stipulation, obligation or
agreement of any member of the City Council of the City, or any officer, agent or employee
of the City in that person's individual capacity, and neither the City Council of the City nor any
officer or employee executing the Bonds shall be liable personally on the Bonds or be subject
to any personal liability or accountability by reason of the issuance thereof.
No provision, covenant or agreement contained in the aforementioned documents,
the Bonds or in any other document related to the Bonds, and no obligation therein or herein
imposed upon the City or the breach thereof, shall constitute or give rise to any pecuniary
liability of the City or any charge upon its general credit or taxing powers. In making the
agreements, provisions, covenants and representations set forth in such documents, the City
has not obligated itself to pay or remit any funds or revenues, other than funds and revenues
derived from the Loan Agreement which are to be applied to the payment of the Bonds, as
provided therein and in the Indenture.
11. Except as herein otherwise expressly provided, nothing in this Resolution or
in the aforementioned documents expressed or implied, is intended or shall be construed to
confer upon any person or firm or corporation, other than the City or any owner of the Bonds
issued under the provisions of this Resolution, any right, remedy or claim, legal or equitable,
under and by reason of this Resolution or any provision hereof, this Resolution, the
aforementioned documents and all of their provisions being intended to be and being for the
sole and exclusive benefit of the City and any owners from time to time of the Bonds issued
under the provisions of this Resolution.
12. In case any one or more of the provisions of this Resolution, or of the
aforementioned documents, or of the Bonds issued hereunder shall for any reason be held to
be illegal or invalid, such illegality or invalidity shall not affect any other provision of this
Resolution, or of the aforementioned documents, or of the Bonds but this Resolution, the
aforementioned documents, and the Bonds shall be construed and endorsed as if such illegal
or invalid provision had not been contained therein.
13. The Bonds, when executed and delivered, shall contain a recital that they are
issued pursuant to the Act, and such recital shall be conclusive evidence of the validity of the
Bonds and the regularity of the issuance thereof, and that all acts, conditions and things
required by the laws of the State of Minnesota relating to the adoption of this Resolution, to
the issuance of the Bonds and to the execution of the aforementioned documents to happen,
exist and be performed precedent to and in the enactment of this Resolution, and precedent
to issuance of the Bonds and precedent to the execution of the aforementioned documents
have happened, exist and have been performed as so required by law.
Resolution 99-85 - Continued October 5, 1999
• 14. The Officials of the City, attorneys, engineers and other agents or employees
of the City are hereby authorized to do all acts and things required of them by or in connection
with this Resolution, the aforementioned documents, and the Bonds for the full, punctual and
complete performance of all the terms, covenants and agreements contained in the Bonds,
the aforementioned documents and this Resolution. In the event that for any reason the
Mayor or City Clerk of the City is unable to carry out the execution and delivery of any of the
documents or other acts provided herein, any other member of the City Council of the City
shall be authorized to act in his capacity and undertake such execution or acts on behalf of
the City with full force and effect, which executions or acts shall be valid and binding on the
City.
i
Mary E. ffiderson, Mayor
ATTEST:
n
. Shirley J. N, n, City Clerk
The motion for the adoption of the foregoing resolution was seconded by Member Bakken and
upon a vote being taken thereon, the following voted in favor thereof: Anderson, Bakken,
Johnson, and LeSuer; and the following was absent: Micks; and the following voted against
the same: None, whereupon said resolution was declared duly passed and adopted, signed
by the Mayor and her signature attested by the City Clerk.