14-022 - 03-19 - consenting and approving issuance by city of new hope of revenue obligations - homeward bound Resolution 14-22 March 18, 2014
Member Snope introduced the following resolution and moved its adoption:
RESOLUTION CONSENTING TO AND APPROVING THE ISSUANCE BY
THE CITY OF NEW HOPE, MINNESOTA OF REVENUE OBLIGATIONS TO
FINANCE A PROJECT UNDER MINNESOTA STATUTES, SECTIONS 469.152
THROUGH 469.1655, AS AMENDED; APPROVING AND AUTHORIZING THE
EXECUTION OF A COOPERATIVE AGREEMENT; AND APPROVING AND
AUTHORIZING CERTAIN ACTIONS RELATED THERETO
WHEREAS, Homeward Bound, Inc., a Minnesota nonprofit corporation (the
"Borrower"), owns and operates the following housing and care facilities for the disabled
located at 4300 Lake Drive, Robbinsdale, Minnesota; 3300 Fountain Lane, Plymouth,
Minnesota; 315 Saratoga Lane North, Plymouth, Minnesota; 13522 Sunset Trail, Plymouth,
Minnesota; 305 Althea Lane, Hopkins, Minnesota; 4213 Zealand Avenue North, New Hope,
Minnesota; 3009 Atwood Avenue, Minnetonka, Minnesota; 4025 Jersey Avenue North,
Crystal, Minnesota; 3535 June Avenue North, Crystal, Minnesota; 5720 43rd Avenue North,
Crystal, Minnesota; 3529 Lee Avenue North, Crystal, Minnesota; 6809 36th Avenue North,
Crystal, Minnesota; 4155 Webster Avenue South, St. Louis Park, Minnesota; 6452 Bluebird
Circle, Maple Grove, Minnesota; 6769 East Fish Lake Road, Maple Grove, Minnesota;
7324 Noble Court, Brooklyn Park, Minnesota; 7839 Brooklyn Boulevard, Brooklyn Park,
Minnesota; 1629 Independence Avenue North, Golden Valley, Minnesota (the "Existing
Facilities"). The Borrower has determined to (i) refinance one or more loans made to
finance the Borrower's Existing Facilities; and (ii) finance the acquisition, construction, and
equipping of a new housing and care facility to be located at 6615 Medicine Lake Road in
Golden Valley, Minnesota (the "New Facility," and collectively with the Existing Facilities,
the "Project"); and
WHEREAS, the Borrower has requested that the City of New Hope, Minnesota (the
"City of New Hope") issue its Revenue Note (Homeward Bound Project), Series 2014 (the
"Note"), in one or more series, in the aggregate principal amount not to exceed $3,400,000,
and loan the proceeds derived from the sale of the Note to the Borrower (i) to finance the
Project; and (ii) to pay the costs of issuance of the Note. The Note is proposed to be
purchased by Bremer Bank, National Association, a national banking association (the
"Lender"); and
WHEREAS, pursuant to Minnesota Statutes, Section 471.656, as amended, a city
may issue obligations to finance the acquisition or improvement of property located outside
of the corporate boundaries of such city if the obligations are issued under a joint powers
agreement in which one or more of the parties to the joint powers agreement issue such
obligations and the property is located entirely within the boundaries of one or more of the
parties to the joint powers agreement; and
Resolution 14-22 - Continued March 18, 2014
WHEREAS, pursuant to Minnesota Statutes, Section 471.59, as amended, by the
terms of a joint powers agreement entered into through action of their governing bodies,
two or more cities may jointly or cooperatively exercise any power common to the
contracting parties or any similar powers, including those which are the same except for the
territorial limits within which they may be exercised and the joint powers agreement may
provide for the exercise of such powers by one or more of the participating governmental
units on behalf of the other participating units; and
WHEREAS, the Cities of Golden Valley, Crystal, Robbinsdale, Plymouth, Hopkins,
Minnetonka, St. Louis Park, Maple Grove, and Brooklyn Park, Minnesota (the "Participant
Cities") and the City of New Hope are all authorized by the Act to issue revenue obligations
to finance the Project. The City of New Hope and the Participant Cities are proposing to
enter into a Cooperative Agreement (Appendix A), to be dated on or after April 1, 2014 (the
"Cooperative Agreement"), pursuant to which the Participant Cities, as host cities, will
consent to the issuance of revenue obligations and the financing of the Project by the City
of New Hope, and the City of New Hope will agree to issue such revenue obligations to
finance the Project located in the Participant Cities; and
WHEREAS, the City appointed Hennepin County, Minnesota (the "County") as the
agent responsible for conducting a public hearing, in accordance with Section 5f.103-2(d)
of the Internal Revenue Code of 1986, as amended (the "Code"). On March 18, 2014, the
Public Works, Energy & Environment Committee of the Board of Commissioners of the
County conducted a public hearing (the "Public Hearing") on the Project and the issuance
of the Note by the City of New Hope, notice of which (the "Public Notice") was published as
required by Section 469.154, subdivision 4 of the Act, and Section 147(fl of the Code. The
Public Notice provided a general, functional description of the Project, as well as the
maximum aggregate face amount of the obligations to be issued for the purposes
referenced above, the owner of the Project, and the locations of the Project. The Public
Notice was published in Finance & Commerce, the official newspaper of the County, in the
Sun-Post, the official newspaper of the City and a newspaper of general circulation in the
City, and in the Star Tribune, a newspaper of general circulation in the City, on a date at
least fourteen (14) days before the meeting of the Public Works, Energy & Environment
Committee on March 18, 2014. During the Public Hearing, a reasonable opportunity was
provided for interested individuals to express their views, both orally and in writing, on the
Project and the proposed issuance of the Note by the City of New Hope; and
WHEREAS, the City hereby approves and authorizes the issuance by the City of
New Hope of its Note to finance the Project. The Note will be issued under the terms of a
resolution adopted by the City Council of City of New Hope on March 10, 2014. The
aggregate principal amount of the Note is presently estimated not to exceed $3,400,000.
Proceeds of the Note will be used to finance the Project and pay the costs of issuance of
the Note; and
Resolution 14-22 - Continued March 18, 2014
WHEREAS, the proceeds derived from the sale of the Note will be loaned by the
City of New Hope to the Borrower pursuant to the terms of a Loan Agreement, to be dated
on or after April 1, 2014 (the "Loan Agreement"), between the City of New Hope and the
Borrower, and will be disbursed pursuant to the Loan Agreement; and
WHEREAS, the Note is to be issued pursuant to authority conferred by the Act. The
Note will constitute an obligation secured solely by revenues derived from the operation of
the Project and other security provided by the Borrower. The Note will neither constitute a
general or moral obligation of the City of New Hope, the Participant Cities, or the County
nor be secured by any taxing power of the City of New Hope, the Participant Cities, or the
County; and
WHEREAS, the City has determined that it is desirable, feasible, and consistent with
the objectives and purposes of the Act, and it is in the best interest of the City, to approve
the issuance of the Note by the City of New Hope to provide financing for the Project and
payment of costs of issuance of the Note; and
WHEREAS, the Mayor and the City Manager, or their designees (together, the "City
Officials"), are hereby authorized and directed to execute the Cooperative Agreement, and
when executed and delivered as authorized herein, the Cooperative Agreement shall be
deemed to be a part of this resolution as fully and to the same extent as if incorporated
verbatim herein and shall be in full force and effect from the date of execution and delivery
thereof. The Cooperative Agreement shall be substantially in the form on file with the City
on the date hereof, which is hereby approved, with such necessary variations, omissions,
and insertions as are not materially inconsistent with such forms and as the City Officials, in
their discretion, shall determine; provided that the execution thereof by the City Officials
shall be conclusive evidence of such determination; and
WHEREAS, the City Officials and other officers, employees, and agents of the City
are hereby authorized and directed to prepare and furnish to bond counsel and the Lender
certified copies of all proceedings and records of the City relating to the approval of the
issuance of the Note, including a certification of this resolution. Such officers, employees,
and agents are hereby authorized to execute and deliver, on behalf of the City, all other
certificates, instruments, and other written documents that may be requested by bond
counsel, the Lender, or other persons or entities in conjunction with the issuance of the
Note. Without imposing any limitation on the scope of the preceding sentence, such
officers, employees, and agents are specifically authorized to execute and deliver a general
certificate of the City, and
WHEREAS, the Borrower will, upon demand, reimburse the City for costs paid or
incurred by the City in connection with this resolution and the Cooperative Agreement.
WHEREAS, this resolution shall be in full force and effect from and after its approval.
Resolution 14-22 - Continued March 18, 2014
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Golden
Valley, Minnesota, as follows:
1. Hennepin County is hereby designated as the agent for purposes of
conducting a public hearing with respect to the Project, the housing program, and the
issuance of the Notes.
2. This resolution shall be in full force and effect from and after its passage.
.
Shep d M. Harris, Mayor
ATTEST:
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Susan M. Virnig, City Clerk
The motion for the adoption of the foregoing resolution was seconded by Member Fonnest
and upon a vote being taken thereon, the following voted in favor thereof: Clausen,
Fonnest, Harris, Schmidgall and Snope; and the following voted against the same: none,
whereupon said resolution was declared duly passed and adopted, signed by the Mayor
and his signature attested by the City Clerk.
Resolution 14-22 - Continued March 18, 2014
APPENDIX A
COOPERATIVE AGREEMENT
THIS COOPERATIVE AGREEMENT, dated as of April 1, 2014 (the "Cooperative
Agreement"), is made and entered into between the CITY OF GOLDEN VALLEY,
MINNESOTA, a political subdivision of the State of Minnesota (the "City of Golden Valley"),
the CITY OF CRYSTAL, MINNESOTA, a political subdivision of the State of Minnesota (the
"City of Crystal"), the CITY OF ROBBINSDALE, MINNESOTA, a political subdivision of the
State of Minnesota (the "City of Robbinsdale"), the CITY OF PLYMOUTH, MINNESOTA, a
political subdivision of the State of Minnesota (the "City of Plymouth"), the CITY OF
HOPKINS, MINNESOTA, a political subdivision of the State of Minnesota (the "City of
Hopkins"), the CITY OF MINNETONKA, MINNESOTA, a political subdivision of the State of
Minnesota (the "City of Minnetonka"), the CITY OF ST. LOUIS PARK, MINNESOTA, a
political subdivision of the State of Minnesota (the "City of St. Louis Park"), the CITY OF
MAPLE GROVE, MINNESOTA, a political subdivision of the State of Minnesota (the "City
of Maple Grove"), the CITY OF BROOKLYN PARK, MINNESOTA, a political subdivision of
the State of Minnesota (the "City of Brooklyn Park," and collectively with the City of Golden
Valley, the City of Crystal, the City of Robbinsdale, the City of Plymouth, the City of
Hopkins, the City of Minnetonka, the City of St. Louis Park, and the City of Maple Grove,
the "Participant Cities"), and the CITY OF NEW HOPE, MINNESOTA, a political subdivision
of the State of Minnesota (the "Issuer City").
RECITALS
WHEREAS, Homeward Bound, Inc., a Minnesota nonprofit corporation (the
"Borrower"), has proposed that the Issuer City issue one or more series of revenue
obligations to (i) refinance one or more loans made to finance the Borrower's existing
housing and care facilities for the disabled located at 4300 Lake Drive, Robbinsdale,
Minnesota; 3300 Fountain Lane, Plymouth, Minnesota; 315 Saratoga Lane North,
Plymouth, Minnesota; 13522 Sunset Trail, Plymouth, Minnesota; 305 Althea Lane, Hopkins,
Minnesota; 4213 Zealand Avenue North, New Hope, Minnesota; 3009 Atwood Avenue,
Minnetonka, Minnesota; 4025 Jersey Avenue North, Crystal, Minnesota; 3535 June Avenue
North, Crystal, Minnesota; 5720 43rd Avenue North, Crystal, Minnesota; 3529 Lee Avenue
North, Crystal, Minnesota; 6809 36th Avenue North, Crystal, Minnesota; 4155 Webster
Avenue South, St. Louis Park, Minnesota; 6452 Bluebird Circle, Maple Grove, Minnesota;
6769 East Fish Lake Road, Maple Grove, Minnesota; 7324 Noble Court, Brooklyn Park,
Minnesota; 7839 Brooklyn Boulevard, Brooklyn Park, Minnesota; and 1629 Independence
Avenue North, Golden Valley, Minnesota (the "Existing Facilities"); and (ii) finance the
acquisition, construction, and equipping of a new housing and care facility to be located at
6615 Medicine Lake Road in Golden Valley, Minnesota (the "New Facility," and collectively
with the Existing Facilities, the "Project"); and
Resolution 14-22 - Continued March 18, 2014
WHEREAS, pursuant to Minnesota Statutes, Section 471.656, as amended, a
municipality may issue obligations to finance the acquisition or improvement of property
located outside of the corporate boundaries of such municipality if the obligations are
issued under a joint powers agreement in which one or more of the parties to the joint
powers agreement issue such obligations and the property is located entirely within the
boundaries of one or more of the parties to the joint powers agreement; and
WHEREAS, pursuant to Minnesota Statutes, Section 471.59, as amended, by the
terms of a joint powers agreement entered into through action of their governing bodies,
two or more municipalities may jointly or cooperatively exercise any power common to the
contracting parties or any similar powers, including those which are the same except for the
territorial limits within which they may be exercised, and the joint powers agreement may
provide for the exercise of such powers by one or more of the participating governmental
units on behalf of the other participating units; and
WHEREAS, the Participant Cities and the Issuer City are authorized by Minnesota
Statutes, Sections 469.152 through 469.1655, as amended (the "Act"), to issue revenue
obligations to finance the acquisition, construction, reconstruction, improvement,
betterment, or extension of a "project," defined in the Act, in part, as any properties, real or
personal, used or useful in connection with a revenue producing enterprise, or any
combination of two or more such enterprises engaged in any business; and
WHEREAS, the Participant Cities and the Issuer City are proposing to enter into this
Cooperative Agreement pursuant to which the Participant Cities will consent to the
issuance of such revenue obligations and the financing of the Project by the Issuer City,
and the Issuer City will agree to issue such revenue obligations to finance the Project; and
WHEREAS, the revenue obligations proposed to be issued by the Issuer City for the
benefit of the Borrower shall not constitute general or moral obligations of, or pledge the full
faith and credit or taxing powers of, the Participant Cities, the Issuer City, Hennepin
County, Minnesota (the "County"), the State of Minnesota (the "State"), or any other agency
or political subdivision thereof, but shall be payable solely from the revenues pledged and
assigned thereto pursuant to one or more agreements between the Issuer City and the
Borrower; and
WHEREAS, the governing bodies of the Participant Cities and the governing body of
the Issuer City have authorized the execution and delivery of this Cooperative Agreement;
and
NOW, THEREFORE, the Participant Cities and the Issuer City hereby agree as
follows:
1. The Issuer City shall issue its Revenue Note (Homeward Bound Project),
Series 2014 (the "Note"), in one or more series, in the original aggregate principal amount
of $3,400,000. The Note will be issued under the terms of a resolution adopted by the City
Council of the Issuer City on March 10, 2014 (the "Resolution"). Proceeds of the Note will
be used to (i) finance the Project; and (ii) pay costs of issuance of the Note.
Resolution 14-22 - Continued March 18, 2014
2. On March 10, 2014, the City Council of the Issuer City conducted a public
hearing with respect to the Project. Pursuant to Section 5f.103-2(d) of the Internal
Revenue Code of 1986, as amended (the "Code"), on March 18, 2014, the Public Works,
Energy & Environment Committee of the Board of Commissioners of Hennepin County,
Minnesota (the "County"), as the appointed agent of the Participant Cities, conducted a
public hearing on behalf of the Participant Cities with respect to the Project.
3. The Participant Cities and the Issuer City have all adopted a resolution
approving this Cooperative Agreement and authorizing its execution and delivery.
4. The Participant Cities hereby consent to and approve: (a) the issuance of the
Note by the Issuer City; and (b) the financing of the Project by the Issuer City with the
proceeds of the Note to be issued by the Issuer City.
5. Except to the extent specifically provided herein, the Participant Cities and the
Issuer City shall not incur any obligations or liabilities to each other as a result of the
issuance of the Note. The Note shall be a special, limited obligation of the Issuer City
payable solely from proceeds, revenues, and other amounts specifically pledged to the
payment of the Note. The Note and the interest thereon shall not constitute or give rise to a
pecuniary liability, general or moral obligation, or a pledge of the full faith and credit or
taxing powers of the Participant Cities, the Issuer City, the County, the State, or any
political subdivision of the above, within the meaning of any constitutional or statutory
provisions.
6. All costs incurred by the Participant Cities and the Issuer City in the
authorization, execution, delivery, and performance of this Cooperative Agreement and all
related transactions shall be paid by the Borrower.
7. This Cooperative Agreement may not be terminated by any party so long as
the Note is outstanding.
8 This Cooperative Agreement may be amended by the Participant Cities and
the Issuer City at any time. No amendment may impair the rights of the Borrower or the
holder of the Note.
9. This Cooperative Agreement may be executed in several counterparts, each
of which shall be regarded as an original and all of which shall constitute but one and the
same agreement.